Alaska Statutes: AS 45.08. Investment Securities

Alaska Statutes. Title 45. Trade and Commerce Chapter 8. Investment Securities

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Chapter 8. Investment Securities

Section 101. Short Title.
Section 102. Definitions.
Section 103. Rules For Determining Whether Certain Obligations and Interests Are Securities or Financial Assets.
Section 104. Acquisition of Security or Financial Asset or Interest in Security or Financial Asset.
Section 105. Notice of Adverse Claim.
Section 106. Control.
Section 107. Whether Endorsement, Instruction, or Entitlement Order is Effective.
Section 108. Warranties in Direct Holding.
Section 109. Warranties in Indirect Holding.
Section 110. Applicability; Choice of Law.
Section 111. Clearing Corporation Rules.
Section 112. Creditor's Legal Process.
Section 113. Statute of Frauds Inapplicable.
Section 114. Evidentiary Rules Concerning Certificated Securities.
Section 115. Securities Intermediary and Others Not Liable to Adverse Claimant.
Section 116. Securities Intermediary as Purchaser For Value.
Section 201. "Issuer".
Section 202. Issuer's Responsibility and Defenses; Notice of Defect or Defense.
Section 203. Staleness as Notice of Defects or Defenses.
Section 204. Effect of Issuer's Restriction On Transfer.
Section 205. Effect of Unauthorized Signature On Security Certificate.
Section 206. Completion or Alteration of Certificated Security.
Section 207. Rights and Duties of Issuer With Respect to Registered Owners and Registered Pledgees.
Section 208. Effect of Signature of Authenticating Trustee, Registrar, or Transfer Agent.
Section 209. Issuer's Lien.
Section 210. Overissue.
Section 301. Delivery.
Section 302. Rights of Purchaser.
Section 303. Protected Purchaser.
Section 304. Endorsement.
Section 305. Instruction.
Section 306. Effect of Guaranteeing Signature, Endorsement, or Instruction.
Section 307. Purchaser's Right to Requisites For Registration of Transfer.
Section 308. - 45.08.321l [Repealed, Sec. 68 Ch 17 SLA 1996].
Section 401. Duty of Issuer to Register Transfer.
Section 402. Assurance That Endorsements and Instructions Are Effective.
Section 403. Demand That Issuer Not Register Transfer.
Section 404. Wrongful Registration.
Section 405. Lost, Destroyed, and Stolen Certificated Securities.
Section 406. Obligation to Notify Issuer of Lost, Destroyed, or Wrongfully Taken Security Certificate.
Section 407. Authenticating Trustee, Transfer Agent, and Registrar.
Section 408. Statements of Uncertificated Securities. [Repealed, Sec. 68 Ch 17 SLA 1996].
Section 501. Acquisition of Security Entitlement From Securities Intermediary; Securities Account.
Section 502. Assertion of Adverse Claim Against Entitlement Holder.
Section 503. Property Interest of Entitlement Holder in Financial Asset Held By Securities Intermediary.
Section 504. Duty of Securities Intermediary to Maintain Financial Asset.
Section 505. Duty of Securities Intermediary With Respect to Payments and Distributions.
Section 506. Duty of Securities Intermediary to Exercise Rights as Directed By Entitlement Holder.
Section 507. Duty of Securities Intermediary to Comply With Entitlement Order.
Section 508. Duty of Securities Intermediary to Change Entitlement Holder's Position to Other Form of Security Holding.
Section 509. Specification of Duties of Securities Intermediary By Other Statute, Regulation, or Rule; Manner of Performance of Duties of Securities Intermediary and Exercise of Rights of Entitlement Holder.
Section 510. Rights of Purchaser of Security Entitlement From Entitlement Holder.
Section 511. Priority Among Security Interests and Entitlement Holders.

Article 01. SHORT TITLE AND GENERAL MATTERS

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