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You can search the entire site. or go to the recent opinions, or the chronological or subject indices. State of Alaska, Department of Corrections v. Kerry Porche (4/30/2021) sp-7523

State of Alaska, Department of Corrections v. Kerry Porche (4/30/2021) sp-7523

          Notice:   This opinion is subject to correction before publication in the P                    ACIFIC  REPORTER.  

          Readers are requested to bring errors to the attention of the Clerk of the Appellate Courts,  

                                                                                                                   

          303 K Street, Anchorage, Alaska 99501, phone (907) 264-0608, fax (907) 264-0878, email  

                                                                                                                      

          corrections@akcourts.us.  



                      THE  SUPREME  COURT  OF  THE  STATE  OF  ALASKA  



STATE  OF  ALASKA,                                            )
  

DEPARTMENT  OF  CORRECTIONS,  )                                    Supreme  Court  No.  S-17606
  

                                                              )  

                                                                                                                            

                               Appellant,                     )    Superior Court No. 3AN-18-07739 CI  

                                                              )  

          v.                                                                           

                                                              )    O P I N I O N  

                                                              )  

                                                                                                      

               

KERRY PORCHE,                                                 )    No. 7523 - April 30, 2021  

                                                              )  

                               Appellee.                      )  

                                                              )  



                                                                                                          

                                          

                     Appeal from the Superior Court of the State of Alaska, Third  

                                                                                              

                     Judicial District, Anchorage, Erin B. Marston, Judge.  



                                                                                                   

                     Appearances:              Matthias  R.  Cicotte,  Assistant  Attorney  

                                                                                                    

                     General, Anchorage, and Clyde "Ed" Sniffen, Jr., Attorney  

                                                                                                        

                     General, Juneau, for Appellant. Clinton M. Campion, Sedor,  

                                                                                                   

                     Wendlandt, Evans & Filippi, LLC, Anchorage, for Appellee.  



                                                                                      

                     Before:  Bolger, Chief Justice, Winfree, Maassen, Carney,  

                                               

                     and Borghesan, Justices.  



                                       

                     CARNEY, Justice.  



I.        INTRODUCTION  



                                                                                                                                 

                     After the Department of Corrections (DOC) investigated an allegation that  



                                                                                                                              

a probation officer was providing special treatment in return for sexual favors and found  



                                                                                                                              

it to be unsubstantiated, the probation officer sought the investigation records.  DOC  



                                                                                                                             

denied  his  request  and  the  probation  officer  appealed  to  the  superior  court,  which  


----------------------- Page 2-----------------------

reversed the denial and ordered the records released because the allegation had not been                                                                                                                                                                                                     



substantiated.   DOC appeals.                                                                         We reverse the superior court's order because the records                                                                                                                     



are shielded from disclosure by the invasion of privacy exemption to the Public Records                                                                                                                                                                                          



Act.  



II.                    FACTS AND PROCEEDINGS                               



                       A.                      Facts And Administrative Proceedings                                                              



                                               In May 2018 a supervisor in DOC's Professional Conduct Unit informed                                                                                                                                                           



Kerry Porche by letter that DOC had received a report that Porche was "providing                                                                                                                                                                                      



special treatment to a probationer in exchange for sexual acts." The supervisor explained                                                                                                                                                                                   



that DOC had investigated the allegation, found it to be unsubstantiated, and closed the                                                                                                                                                                                                           



investigation.  



                                               Porche wrote back two days later, requesting copies of all records from the                                                                                                                                                                         



allegation and investigation "[u]nder the Alaska Open Records Law."  The supervisor                                                                                                                                            

denied the request, citing DOC's policy of keeping investigative records confidential                                                                                                                                                                                                                      1  



and informing Porche of his right to appeal. Porche appealed to the DOC Commissioner,  

                                                                                                                                                                                                                                                         



who upheld the denial.  The Commissioner's letter relied on  

                                                                                                                                                                                                         



                                               AlaskaStatute40.25.120 [Alaska'sOpenRecordsAct]which  

                                                                                                                                                                                                                                           

                                               states the request may be denied if production of the records  

                                                                                                                                                                                                                                      

                                               could reasonably be expected to constitute an unwarranted  

                                                                                                                                                                                                                   

                                               invasion  of  the  personal  privacy  of  a  suspect,  defendant,  

                                                                                                                                                                                                                         

                                               victim[,] or witness.  

                                                                                        



                                               Releasing the requested information to . . . Porche would  

                                                                                                                                                                                                                                        

                                               easily  identify  the  parties  that  contacted  DOC  about  the  

                                                                                                                                                                                                                                                   

                                               matter, as well as the identities of potential witnesses.  The  

                                                                                                                                                                                                                                                



                        1                      Citing DOC policy, the supervisor's letter listed as "confidential and not to                                                                                                                                                                           



be   disclosed   except   by   Court   order:     Recordings   and   transcriptions   of   interviews  

conducted by PCU staff; investigative reports written by PCU staff; names and personal                                                                                                                                                                                          

information of victims and informants."                                                        



                                                                                                                                                  -2-                                                                                                                                        7523
  


----------------------- Page 3-----------------------

                             vehemence with which . . . Porche has pursued this matter                                                          

                             further raises concerns that should the report be released it                                                                 

                             could   endanger   persons   on   probation,   their   families,   or  

                             friends.  



               B.	           Superior Court Proceedings           



                             Porche appealed to the superior court.                                              Before he filed his opening brief,                            



Porche obtained a redacted copy of DOC's investigative records from his union.                                                                                  



                             Porche first argued that DOC erred by relying on the Open Records Act's                                                                           



exemption for invasion of privacy.                                           He emphasized that Alaska's "strong commitment   



to   ensuring   broad  public   access   to   government   records"   requires   that   statutory  

                                                                           2   Porche claimed that the exemption could not apply  

exemptions be narrowly construed.                                                                                                                                              



because none of the listed categories of individuals entitled to protection - suspect,  

                                                                                                                                                                         



defendant, victim, or witness - existed in his case.  Porche, as the suspect, waived any  

                                                                                                                                                                                   



objection he had to disclosure of the records.  And he argued that because victims "are  

                                                                                                                                                                                  



defined as persons against whom an offense has been perpetrated . . . . a person cannot  

                                                                                                                                                                            



be treated as a victim unless a criminal offense has been perpetrated."   Because the  

                                                                                                                                                                                    



allegations were not substantiated, he argued, there was no crime. And without a crime,  

                                                                                                                                                                            



Porche insisted, there could be no defendant, victim, or witness.  

                                                                                                                         



                             Porche  also  argued  that  DOC  had  not  segregated  non-disclosable  

                                                                                                                                                      



information from information it was required to disclose; he urged the court to order  

                                                                                                                                                                               



disclosure of all the records.   Finally, he disputed the Commissioner's finding that  

                                                                                                                                                                                  



Porche "posed a danger to persons on probation, their families or friends."  

                                                                                                                                              



               2  

                                                                                                                                                                                      

                             Basey v. State, Dep't of Pub. Safety, Div. of State Troopers, Bureau of  

                                                                                                                       

Investigations (Basey I), 408 P.3d 1173, 1176 (Alaska 2017).  



                                                                                          -3-	                                                                                         7523  


----------------------- Page 4-----------------------

                       DOC argued that it properly relied on the law enforcement exemption from                                                 



                  3  

disclosure                                                                                                                                            

                    and quoted two specific provisions:  Records could be properly withheld if  



                                                                                                                                          

they "could reasonablybe expected to constitute an unwarranted invasion of the personal  

                                                                                             4  or if they "could reasonably be  

                                                                                                                                                    

                                                           

privacy of a suspect, defendant, victim, or witness" 

expected to disclose the identity of a confidential source."5                                                  DOC claimed that the  

                                                                                                                                                  



records "would easily reveal the identity of 'the parties that contacted DOC about the  

                                                                                                                                                   



matter, as well as the identities of potential witnesses' " and that "[t]here is a strong  

                                                                                                                                             



public interest in not disclosing the identities of confidential informants."  

                                                                                                           



                       DOCalso argued that by citing AS 40.25.120 in its entirety, which contains  

                                                                                                                                          



the  law  enforcement  exemption,  its  denial  relied  on  both  the  unwarranted  privacy  

                                                                                                                                          



exemption in (6)(C) and the confidential source exemption in (6)(D). And it argued that  

                                                                                                                                                  



the Commissioner's reasoning for denying Porche's request was relevant to several of  

                                                                                                                                       



the law enforcement exemption's subsections.  

                                                             



                       DOC  additionally  asserted  that  disclosing  the  records  would  have  

                                                                                                                                              



"a 'chilling effect' that [would] make[] it more difficult for other potential informants to  

                                                                                                                                                     



trust that their identity will not be similarly disclosed."  According to DOC, accepting  

                                                                                                                                       



Porche's argument that an unfounded allegation negates the privacy protections in the  

                                                                                                                                              



law enforcement exemption "would place confidential informants in a cruel dilemma  

                                                                                                                                         



where if their accusations are not believed their identity would be revealed."  Finally,  

                                                                                                                                          



DOC asserted that Porche's argument that DOC failed to segregate disclosable and non- 

                                                                                                                                                



            3          AS   40.25.120(a)(6)   shields   from   disclosure   "records   or   information  



compiled for law enforcement purposes" that fall into seven enumerated categories.                                                                   



            4          AS 40.25.120(a)(6)(C).  

                               



            5          AS 40.25.120(a)(6)(D).  

                               



                                                                         -4-                                                                   7523
  


----------------------- Page 5-----------------------

disclosable information was moot because Porche had received a redacted copy of the                                                                                                  

records, which DOC submitted as a supplement to the record.                                                                          6  



                             In his reply, Porche reiterated his argument that because the allegations  

                                                                                                                                                                    



were  unsubstantiated,  there  was  no  crime  and  the  records  could  "not  contain  the  

                                                                                                                                                                                    



identities of a victim."  He also argued that if the allegations had been substantiated and  

                                                                                                                                                                                    



had indicated he had committed a crime, he would have been entitled, as a criminal  

                                                                                                                                                                         



defendant, to know the identities of the victim and witnesses.  

                                                                                                               



                             Porche contended that DOC was not entitled to rely on the confidential  

                                                                                                                                                                 



source exemption because DOC had raised it for the first time on appeal. He argued that  

                                                                                                                                                                                   



DOC had  not  mentioned  the  exemption  in  its  initial  denial  or  the  Commissioner's  

                                                                                                                                                       



decision and that the record did not contain any policies, procedures, or guidelines that  

                                                                                                                                                                                   



related to confidential informants.  

                                                 



                             Finally,  Porche  disagreed  that  disclosure  of  the  records  would  have  a  

                                                                                                                                                                                        



chilling effect.  He cited the policy of allowing "broad access to public records" and  

                                                                                                                                                                                   



argued that "fundamental requirements of fairness" and his "right to determine whether  

                                                                                                                                                                          



he was a victim of the crime of knowingly providing false information to a peace officer"  

                                                                                                                                                                           



limited DOC's ability to withhold the informant's name.  

                                                                                                              



                             The superior court agreed with Porche and held that DOC had erred when  

                                                                                                                                                                                



it withheld the records under the invasion of privacy clause of the law enforcement  

                                                                                                                                                                



exemption. It adopted Porche's argument that "since there was no crime, there [was] no  

                                                                                                                                                                                      



victim or  witness  in  need  of  privacy  protections."                                                              And  the  court  rejected  DOC's  

                                                                                                                                                                           



               6             DOC   is   correct.    Because   Porche   obtained   a   redacted   copy   of   the  



investigative report from his union the issue is moot.                                                               Vanek v. State, Bd. of Fisheries                                     ,  

 193 P.3d 283, 287 (Alaska 2008) ("We refrain from deciding a question where the facts                                                                                           

have rendered the legal issues moot.                                               A claim is moot if it has lost its character as a                                                    

present, live controversy . . . ." (footnote omitted)).                                   



                                                                                           -5-                                                                                  7523
  


----------------------- Page 6-----------------------

argument that the confidential source exemption applied because DOC had not raised the                                                                                                                                                                         



argument in the administrative proceedings and the argument was not a part of the                                                                                                                                                                            



agency record.                                   Nevertheless, the court concluded that "there was not a confidential                                                                                                             



informant in this case" because the allegations were third-hand and "did not contain                                                                                                                                                            



sufficient information for [DOC] to conduct an administrative investigation."                                                                                                                  



                                         The court held that Porche was "entitled to the additional records [DOC]   



has segregated as nondisclosable or redacted" and ordered DOC to "disclose the entire                                                                                                                                                                 



investigation file . . . including those portions that were previously redacted and audio       



recordings that accompanied the investigation."                                                      



                                         DOC appeals.   



III.                 STANDARD OF REVIEW                                      



                                         "When the superior court is acting as an intermediate court of appeal in an                                                                                                                                            



administrative    matter,    we    independently    review    the    merits    of    the    agency    or  

                                                                                                     7     There are four standards of review that can apply to  

administrative board's decision."                                                                                                                                                                                                                                 

an administrative appeal.8 

                                                                                                                                                                                                        

                                                                                 "[T]he 'substitution of judgment test' governs questions of  

                                                                                                            9   In this case the dispute centers around whether the  

                                                                                                                                                                                                                                                               

law when no expertise is involved." 



invasion of privacy or confidential source exemptions to the Public Records Act apply  

                                                                                                                                                                                                                                                      



to records concerning allegations that are found to  be unsubstantiated.   Porche has  

                                                                                                                                                                                                                                                            



argued, and DOC does not dispute, that DOC did not rely on agency expertise in denying  

                                                                                                                                                                                                                                               



                    7                    Griswoldv.HomerCityCouncil                                                                     , 310          P.3d 938,                     940 (Alaska2013) (quoting                                



Shea v. State, Dep't of Admin., Div. of Ret. & Benefits                                                                                                                       , 267 P.3d 624, 630 (Alaska                                      

2011)).  



                    8                   Id. (citing Rubeyv. Alaska Comm'n on PostsecondaryEduc., 217 P.3d413,  

                                                                                                                                                                                                                                                           

415 (Alaska 2009)).  

                                       



                    9                   Id. (citing Rubey, 217 P.3d at 415).  

                                                                                                                                    



                                                                                                                                -6-                                                                                                                      7523
  


----------------------- Page 7-----------------------

Porche's record request. Because the issue in this case is a question of law that does not                                                      



involve agency expertise, the substitution of judgment standard of review applies.                                              



IV.	       DISCUSSION  



                                                                                                                                                

           A.	         It Was Error To Hold That The Invasion Of Privacy Exemption To  

                                                                                    

                       The Public Records Act Did Not Apply.  



                                                                                                                            

                       1.	        The records were compiled for law enforcement purposes.  



                                                                                                                                                  10  

                                                                                                                                                       

                       The parties agree that the records are subject to the Public Records Act. 



                                                                                                                                             

To be shielded from disclosure under either of the claimed exemptions, the records must  



                                                                                    11  

                                                                                                                                  

be  "compiled  for  law  enforcement  purposes."                                           We  have  previously  considered  



                                                                                                                    12  

                                                                                                                                                

exemptions from disclosure in traditional law enforcement contexts.                                                      But we have not  



                                                                                                                                                 

considered whether records created during an internal agency investigation could be  



                                                                         13  

                                                        

"compiled for law enforcement purposes." 



                                                                                                                                               

                       The Alaska Legislature looked to the federal Freedom of Information Act  



             14  

(FOIA)                                                                                                                                  

                 and other states' public records disclosure statutes for guidance while drafting  

                                        15 which makes FOIA a useful comparison. Under FOIA, records  

                                                                                                                                         

thePublic Records Act, 



            10         See  AS  40.25.220(3)  (public  records  generally  subject  to  disclosure).   



            11         AS  40.25.120(a)(6).   



            12         See,   e.g.,   Basey   I ,  408  P.3d   1173,   1180   (Alaska   2017)   (holding   that  



disclosure  of  criminal  investigation  records  would  not  interfere  with  plaintiff's  ongoing  

federal  criminal  case);  Ramsey  v.  City  of  Sand  Point,  936  P.2d   126,   135  (Alaska   1997)  

(holding  that  citizens'  police  records  were  protected  from  disclosure  under  unwarranted  

invasion  of  privacy  exemption).  



            13         AS 40.25.120(a)(6).  

                              



            14         5 U.S.C. § 552 (2018).  

                                                                



            15         The invasion  of privacy  exemption to  disclosure was passed  as part  of  

                                                                                                                                                 

H.B. 405 in  1990.	  Ch. 200, § 5, SLA  1990.  The bill  files for each committee that  

                                                                                                                                               

                                                                                                                              (continued...)  



                                                                        -7-	                                                                7523
  


----------------------- Page 8-----------------------

of a law enforcement agency's internal investigation constitute records compiled "for                                                                             



'law enforcement purposes' only if [the internal investigation] focuses 'directly                                                                                   on  



specifically alleged illegal acts, illegal acts of particular identified officials, acts which                                                                

                                                                                                                   16     The  sexual  misconduct  

could,   if   proved,   result   in   civil   or   criminal   sanctions.'  "                                                                      



allegation against Porche could haveled to criminal charges; the report states that, if true,  

                                                                                                                                                                 



the  conduct  would  be  "a  violation  of  Alaska  Statute  (AS)  11.41.425(a)(5),  Sexual  

                                                                                                                                                            



Assault  in  the  Third  Degree."                                   The  records  therefore  satisfy  FOIA's  criteria  for  

                                                                                                                                                                   



exemption from disclosure.  Because the Public Records Act was modeled after FOIA,  

                                                                                                                                                             



the records also constitute records "compiled for law enforcement purposes" under the  

                                                                                                                                                                    



Public Records Act.  If one of the specific law enforcement exemptions from disclosure  

                                                                                                                                                      



applies, the records may be shielded from disclosure.  

                                                                                                          



                          2.	          Disclosure   would   constitute   an   unwarranted   invasion   of  

                                                                                                                                                                    

                                       witnesses' privacy.  

                                                              



                          Based on "Alaska's strong commitment to ensuring broad public access to  

                                                                                                                                                                      



government records[,] [w]e have repeatedly held that the [public records] act creates a  

                                                                                                                                                         



presumption in favor of disclosure" and that exemptions from disclosure should be  

                                                                                                                                                                     



             15           (...continued)  



                                                                                                                                                   

reviewed the bill contain multiple references to the federal FOIA and to the information  

                                                                                                                                                         

acts of other states. See John Podesta, Focus Paper 6: A Twenty-First Century Freedom  

                                                                                                                                                                    

of Information Act:  Working from First Principles (in H. State Affairs Comm. File for  

                                                                                                                                                                  

H.B. 405, 16th Leg., 2d Sess. (1990)); State Freedom of Information Acts (in H. Fin.  

                                                                                                                                                                

Comm. File for H.B. 405 and in Sen. State Affairs Comm. File for H.B. 405, 16th Leg.,  

                                                                                                                                                            

2d Sess. (1990)); Memo from Maria Gladziszewski, Legislative Analyst, to Kay Brown,  

                                                                                                                                                                

Representative (Apr. 20, 1989) (in H. Fin. Comm. File for H.B. 405 and in Sen. State  

                                                                                                          

Affairs Comm. File for H.B. 405, 16th Leg., 2d Sess. (1990)).  



             16           Stern v. F.B.I., 737 F.2d 84, 89 (D.C. Cir. 1984) (quoting Rural Hous. All.  

                                                                                                                                                                   

v. U.S. Dep't of Agric., 498 F.2d 73, 81 (D.C. Cir. 1974)).  

                                                                                                    



                                                                                  -8-	                                                                          7523
  


----------------------- Page 9-----------------------

                                           17  

"narrowly construe[d]."                        But "[t]he Public Records Act explicitly contemplates that                                          

some records should be kept confidential, despite the general open disclosure policy."                                                                 18  



                        After providing that "[e]very person has a right to inspect a public record  

                                                                                                                                               



in the state, including public records in recorders' offices," AS 40.25.120(a) then lists  

                                                                                                                                                   



 17 exceptions to disclosure.   One exception shields certain categories of "records or  

                                                                                                                                                      

information compiled for law enforcement purposes,"19   including those that "could  

                                                                                                                                              



reasonably be expected to constitute an unwarranted invasion of the personal privacy of  

                                                                                                                                                       

a suspect, defendant, victim, or witness."20  

                                                         



                        The superior court agreed with Porche that to have a "victim or witness"  

                                                                                                                        



in need of protection, a crime must have been committed.  And it agreed with him that  

                                                                                                                                                    



no crime had been committed because DOC determined that the allegations were not  

                                                                                                                                                    



substantiated.  The court then concluded, "As there was no crime, there is no victim or  

                                                                                                                                                       



witness in need of privacy protections" and held that the invasion of privacy exemption  

                                                                                                                                       



"does not justify the denial" of Porche's request for records.  

                                                                                              



                        But as DOC points out, "That a witness may [be] found not to be credible,  

                                                                                                                                           



or to have made a statement that is not substantiated, does not negate that they [sic] are  

                                                                                                                                                     



a witness."  It argues that "[t]here is no statutory basis" to conclude that "the identity of  

                                                                                                                                                       



a witness[] . . . becomes subject to disclosure if the State determines later that the  

                                                                                                                                                    



information is not substantiated."  

                                  



            17         Fuller  v.  City  of  Homer,  75  P.3d   1059,   1061-62  (Alaska  2003).  



            18         Basey  v.  State,  Dep't  of  Pub.  Safety,  Div.  of  Alaska  State  Troopers,  Bureau  



of  Investigations  (Basey  II),  462  P.3d  529,  538  (Alaska  2020).  



            19          AS  40.25.120(a)(6).  



            20          AS  40.25.120(a)(6)(C).   



                                                                          -9-                                                                    7523
  


----------------------- Page 10-----------------------

                    Although    we    have    previously    interpreted    the    invasion    of    privacy  



                 21  

exemption,                                                                                                                    

                     we  have  never  directly  addressed  the  argument  Porche  makes.                                     To  



                                                                                                                                

determine whether the invasion of privacy exemption applies in this case requires us to  



                                                                                                                        

interpret the statutory section's meaning.  "We interpret statutes 'according to reason,  



                                                                                              

practicality, and common sense, taking into account the plain meaning and purpose of  

                                                                    22  "We begin by examining the text" and  

                                                                                                                             

the law as well as the intent of the drafters.' " 



"apply a sliding scale approach to statutory interpretation [so that] '[t]he plainer the  

                                                                                                                              



statutory language is, the more convincing the evidence of contrary legislative purpose  

                                                                                                                       

or intent must be' to overcome that plain meaning."23  "We also 'narrowly construe[]'  

     

Public Records Act exemptions 'to further the legislative policy of broad access.' "24  

                                                                                                                            



                    The  only  term in  dispute  is  the  definition  of  a  witness  under  the  law  

                                                                                                                             

                                                                  25  The Public Records Act does not define  

enforcement invasion of privacy exemption.                                                                               

                                                   



witness,"but absent 'a definition, weconstruestatutory termsaccordingto their common  

                                                                                                                      



          21        See  Ramsey  v.  City  of  Sand  Point,  936  P.2d  126,  128-29,  135  (Alaska  1997)  



(holding   that   group   of   citizens   that   signed   petition   to   remove   police   officer   had   "a  

reasonable  expectation  that  their  contacts  with  the  police  department  will  not  be  publicly  

disclosed  simply  because  they  signed  a  petition").   



          22        Basey II , 462 P.3d at 535 (quoting Michael  W. v. Brown, 433 P.3d 1105,  

                                                                                                                  

1109 (Alaska 2018)).  

                      



          23        Id. (quoting Mat-Su  Valley Med. Ctr., LLC v. Bolinder, 427 P.3d 754, 763  

                                                                                                                             

(Alaska 2018)).  

              



          24        Id.  (quoting Basey I, 408 P.3d  1173, 1176 (Alaska 2017)  (alteration in  

                                                                                                                                

original)).  



          25        Porche, the  suspect, has  waived  any right  he  has  for the  records to be  

                                                                                                                               

shielded from disclosure.  Since the allegation was brought to DOC by a third party,  

                                                                                                                  

there also does not appear to be an identifiable victim.  

                                                                        



                                                              -10-                                                        7523
  


----------------------- Page 11-----------------------

                  26  

meaning.' "            As commonly understood, a witness is "[o]ne who can give a firsthand                              



                                                                                    27  

account   of   something   seen,   heard,   or   experienced"                                                           

                                                                                        or  "one  that  gives  evidence  

                                                              28   Black's Law Dictionary defines a witness as  

                                                                                                                                    

                                                 

regarding matters of fact under inquiry." 

                                                                                          29  None of these definitions  

"[s]omeone who sees, knows, or vouches for something."                                                                

                                                                        



differentiates  between  a  witness  whose  allegation  or  evidence  is  subsequently  

                                                                                                                 



substantiated and one whose allegation or evidence is not.  Neither does the statutory  

                                                                                                                         

text, which does not define or limit a "witness."30                            Including such a distinction would  

                                                                                                                             



read a new requirement into the statute.  

                                                   



                     Porche relies on the Alaska Criminal Rules to argue that "[a] 'witness'  

                                                                                                                        



means a person contacted in connection with a criminal case because the person may  

                                                                                                                    



have  knowledge  or  information  about  the  criminal  case."                                   He  then  contends  that  

                                                                                                                                



"[b]ecause there was no criminal case, there was no witness in this matter." But the rule  

                                                                                                                                 



he cites applies to criminal cases; it defines its terms with reference to its subject matter  

                                                                                                                             



- cases in which an individual has been charged with a crime.  As Porche correctly  

                                                                                                                         



observes, if he had been charged with a crime as a result of the allegations that DOC  

                                                                                                                              



investigated, the criminal rules would have governed his case and he would have been  

                                                                                                                               



entitled to numerous additional due process and other constitutional protections -  

                                                                                                                                        



          26         Basey II, 462 P.3d at  535 (quoting  Alaska  Ass'n of Naturopathic Physicians  



v.  State,  Dep't  of  Commerce,  414  P.3d  630,  635  (Alaska  2018)).  



          27         Witness,  AMERICAN  HERITAGE  DICTIONARY  (5th  ed.  2016).  



          28         Witness,  WEBSTER 'S  INTERNATIONAL  DICTIONARY  (3d  ed.  2002).  



          29         Witness,  BLACK'S  LAW  DICTIONARY  (11th  ed.  2019).  



          30         See     AS      40.25.120(a)(6)(C)               (shielding         records       compiled          for    law  



enforcement  purposes  that  "could  reasonably  be  expected  to  constitute  an  unwarranted  

invasion  of  the  personal  privacy  of  a  suspect,  defendant,  victim,  or  witness").  



                                                                -11-                                                          7523
  


----------------------- Page 12-----------------------

among them the right to                                      confront witnesses and                                    obtain   information including                                         their  



identities.   DOC did not substantiate the allegations against Porche, removing him from                                                                                                      



both the risks and the additional entitlements to discovery that would have followed had                                                                                                         



he been charged with a crime. His reliance upon the Alaska Criminal Rules is misplaced.                                                                                         



                               Nor does Porche's assumption that the law enforcement exemption applies                                                                                   



only in criminal cases find any support in the language of the exemption.                                                                                                    The statute   



states   broadly  that   information   "compiled   for   law   enforcement   purposes"   may   be  

                   31      Records  of  an  investigation,  even  one  concluding  that  the  allegation  is  

exempt.                                                                                                                                                                    



unsubstantiated, would still be "compiled for law enforcement purposes."   Porche's  

                                                                                                                                                                                   



reading, which the superior court adopted, would unduly narrow the scope of the law  

                                                                                                                                                                                                 



enforcement exemption.  

                               



                               Thelegislativehistory also does notsupportadistinctionbetween witnesses  

                                                                                                                                                                                   



involved in substantiated and unsubstantiated allegations.  The legislature amended the  

                                                                                                                                                                                                  

                                                                32  and expanded the exemptions from disclosure, including  

Public Records Act in 1990                                                                                                                                                         

                                                     

                                                                                 33  While the legislators did not specifically discuss  

the invasion of privacy exemption.                                                                      



the exemption, they frequently emphasized the importance of balancing disclosure and  

                                                                                                                                                                                                 



privacy, with a focus on the public's right to know if their personal information was  

                                                                                                                                                                  

disclosed.34  

                             



                31             AS 40.25.120(a)(6).   



                32  

                                                                                                                                                                                                   

                               The amendment was largely an effort to clarify disclosure requirements for  

                                                                                                              

electronic media.  See ch. 200, § 1, SLA 1990.  



                33             See ch. 200, § 5, SLA 1990.  

                                                                                                  



                34             See ch. 200, § 1, SLA 1990 ("The legislature finds that . . . to protect an  

                                                                                                                                                                                                   

individual's right to privacy under the state and federal constitutions, the state shall  

                                                                                                                                                                                              

inform  individuals  if  personal  information  about  them  will  be  subject  to  public  

                                                                                                                                                                                         

                                                                                                                                                                          (continued...)  



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----------------------- Page 13-----------------------

                                                  Neither the statutory text nor legislative history of the exemptions supports                                                                                                                                                                        



Porche's argument that the invasion of privacy exemption exempts disclosure of the                                                                                                                                                                                                                                         



names of the people interviewed in the course of an investigation only if the allegations                                                                                                                                                                                                     



are eventually substantiated. The person who made the allegation against Porche and the                                                                                                                                                                                                                                     



third   parties   that   DOC   contacted   during   its   investigation  are   all   witnesses   who  



presumably have a reasonable expectation of privacy as to their identities. Because DOC                                                                                                                                                                                                                            



conducted   its   investigation   for   law   enforcement   purposes,   the   invasion   of   privacy  



exemption from disclosure applies.                                                                                                     It was error for the superior court to conclude that                                                                                                                             



because "there was no crime, there is no victim or witness."                                                                                                                                   



                                                   We also agree with DOC's argument that releasing the identities of the                                                                                                                                                                                                 



witnesses would have a "chilling effect" on its ability to investigate such allegations.                                                                                                                                                                                                                                                   



Knowing that their identities could be revealed to someone who could retaliate against                                                                                                                                                                                                                      



them would likely lead to fewer complaints and could increase witnesses' reluctance to                                                                                                                                                                                                                                          



be frank in interviews.                                                                    "The Public Records Act explicitly contemplates that some                                                                                                                                                              

                                                                                                                                                                                                                                                                                                               35        The  

records should be kept confidential, despite the general open disclosure policy."                                                                                                                                                                                                                                      



identities of witnesses interviewed by DOC in its investigation of the allegation against  

                                                                                                                                                                                                                                                                                                            



Porche fall into this category.  

                                                                            



                         34                        (...continued)  



                                                                                                                                                                                                                                                                                                                       

disclosure.").   Representative Kay Brown, who sponsored the bill, emphasized that  

                                                                                                                                                                                                                                                                               

"HB 405 tries to balance the privacy concerns and to protect people's opportunity to  

                                                                                                                                                                                                                                                                                                           

know when information about them will be distributed."   Minutes, H. State Affairs  

                                                                                                                                                                                                                                                                                                                             

Comm.  Hearing  on  H.B.  405,  16th  Leg.,  2d.  Sess.  (Feb.  1,  1990)  (statement  of  

                                                

Kay Brown, Representative).  



                         35                       Basey II, 462 P.3d 529, 538 (Alaska 2020).  

                                                                                                                                                                                              



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----------------------- Page 14-----------------------

                                         3.	                  The records would be shielded from disclosure under FOIA,                                                                                                                             

                                                             which contains a nearly identical exemption.                                                                  



                                         FOIA, on which the Public Records Act is modeled, is especially helpful                                                              



in this context because the exemptions at issue in this case are almost identical to those                                                                                                                                                               



                                             36  

found in FOIA                                                                                                                                                                                                                                        

                                                  and the FOIA exemptions havebeenextensively analyzed by the federal  



                                                                                                                                                                                                                                                                   

courts.  We have found federal decisions construing nearly identical federal statutes to  



                                                                                                                                                                                   37  

                                                                                                                                                                                          

be persuasive authority when we interpret Alaska statutes. 



                                                                                                                                                                                                                                                               

                                         Under one FOIA exemption, the government is not required to disclose law  



                                                                                                                                                                                                                                  

enforcement records that "could reasonably be expected to constitute an unwarranted  



                                                                                         38  

                                                                                                                                                                                                                                           

invasionofpersonalprivacy."                                                                     Alaska'sanalogousexemption addslanguagespecifying  



                     36                  Compare   5   U.S.C.   §   552(b)(7)   (exempting   "records   or   information  



compiled for law enforcement purposes, but only to the extent that the production of                                                                                                                                                                               

such law enforcement records or information . . . (C) could reasonably be expected to                                                                                                                                                                              

constitute an unwarranted invasion of personal privacy; [or] (D) could reasonably be                                                                                                                                                                              

expected to disclose the identity of a confidential source"),                                                                                                                               with  AS 40.25.120(a)(6)   

(exempting "records or information compiled for law enforcement purposes, but only to                                                                                                                                                                               

the   extent  that  the   production   of   the   law   enforcement   records   or   information   .   .   .  

(C)  could reasonably be expected to constitute an unwarranted invasion of the personal                                                                                                                                                        

privacy of a suspect, defendant, victim, or witness; [or] (D) could reasonably be expected                                                                                                                                                     

to disclose the identity of a confidential source").                                                                        



                     37                  See, e.g., Dapo v. State, Dep't of Health &Soc. Servs., Office of Children's  

                                                                                                                                                                                                                                         

Servs., 454 P.3d 171, 181 (Alaska 2019) (considering interpretations of the Federal Tort  

                                                                                                                                                                                                                                                            

Claims Act as persuasive authority in construing Alaska's version); State, Dep't of Corr.  

                                                                                                                                                                                                                                                         

v. Heisey, 271 P.3d 1082, 1087 (Alaska 2012) (considering interpretations of similar  

                                                                                                                                                                                                                                                    

federal legislation as persuasive authority in construing Alaska's statute substituting the  

                                                                                                                                                                                                                                                                

state as the defendant in certain tort suits brought against a state employee).  

                                                                                                                                                                                                      



                     38                  5 U.S.C. § 552(b)(7)(C).  

                                                                        



                                                                                                                               -14-	                                                                                                                      7523
  


----------------------- Page 15-----------------------

that it is the "personal privacy of a suspect, defendant, victim, or witness" that may be                                                         



                   39  

protected.                                                                                                 

                         The federal statute does not include those limitations.  



                                                                                                                                                              

                          TheUnited States Supreme Court has formulated a test for disclosure under  



                                                                                                                                                                    

exemption 7(C) balancing the privacy interests at stake with the public's interest in  

                     40      The  Court  has  reiterated  that  "the  only  relevant  'public  interest  in  

disclosure.                                                                                                                                                         



disclosure' to be weighed in this balance is the extent to which disclosure would serve  

                                                                                                                                                               



the  'core  purpose  of  the  FOIA,'  which  is  'contribut[ing]  significantly  to  public  

                                                                                                                                                           

understanding  of the operations or activities of the government.' "41                                                                      The Court has  

                                                                                                                                                                  



expressed particular concern for the privacy rights of private citizens:  

                                                                                                                        



                          Law   enforcement  documents   obtained   by   Government  

                                                                                                                     

                          investigators   often   contain   information   about   persons  

                                                                                                                              

                          interviewed as witnesses or initial suspects but whose link to  

                                                                                                                                           

                          the official inquiry may be the result of mere happenstance.  

                                                                                                   

                          There is special reason, therefore, to give protection to this  

                                                                                                                                        

                          intimate personal data, to which the public does not have a  

                                                                                                                                             

                          general right of access in the ordinary course.[42]  

                                                                                                     



                          The United States Court of Appeals for the District of Columbia Circuit has  

                                                                                                                                                                   



also noted that "[t]he 7(C) exemption recognizes the stigma potentially associated with  

                                                                                                                                                                



lawenforcement investigations and affords broaderprivacy rights tosuspects, witnesses,  

                                                                                                                                                      



             39           AS 40.25.120(a)(6)(C).   



             40           See U.S. Dep't of Justice v. Reporters Comm. for Freedomof the Press                                                                 , 489   



                             

U.S. 749, 762 (1989).  



             41           U.S. Dep't of Def. v. Fed. Labor Relations Auth., 510 U.S. 487, 495 (1994)  

                                                                                                                                                            

(alteration in original) (emphasis in original) (quoting Reporters Comm. for Freedom of  

                                                                                                                                                                     

the Press, 489 U.S. at 775).  

                                            



             42           Nat'l Archives & Records Admin. v. Favish, 541 U.S. 157, 166 (2004).  

                                                                                                                                                      



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----------------------- Page 16-----------------------

                                           43  

and investigators."                             As a result, it has held that "FOIA ordinarily does not require the                                                                          



disclosure of law enforcement                                            documents (or                       portions thereof)                        that contain                  private  



information" and stressed that "privacy interests are particularly difficult to overcome                                                                                      

when law enforcement information regarding third parties is implicated."                                                                                              44  



                              The Supreme Court has recognized that the core purpose of FOIA is to  

                                                                                                                                                                                               



"contribute significantly to public understanding of the operations or activities of the  

                                                                                                                                                                                             

government."45  Obtaining personal information aboutprivateparties through FOIAdoes  

                                                                                                                                                                                          



not help elucidate the inner workings of the government; instead, it allows the requester  

                                                                                                                                                                                



to obtain information about individuals that would not otherwise be available.  

                                                                                                                                                                                  



                              In part because disclosure of personal information does not serve the "core  

                                                                                                                                                                                        



purpose" of FOIA, federal courts have read FOIA's exemption 7(C) to be particularly  

                                                                                                                                                                          



protective of the identities of third parties implicated in law enforcement records, and we  

                                                                                                                                                                                              



consider their decisions as we apply the virtually identical section of our Public Records  

                                                                                                                                                                                  



Act.  Disclosing the identities of the witnesses interviewed during DOC's investigation  

                                                                                                                                                                       



of   Porche's   alleged   misconduct   would   not   "contribute   significantly   to   public  

                                                                                                                                                                                   

understanding of the operations or activities of the government."46  The identities and the  

                                                                                                                                                                                              



witnesses' involvement in the investigation are rather the type of "intimate personal data,  

                                                                                                                                                                                          



               43             Stern v. FBI                , 737 F.2d 84, 92 (D.C. Cir. 1984) (quoting                                                      Bast v. U.S. Dep't          



of Justice            , 665 F.2d 1251, 1254 (D.C. Cir.1981)).                           



               44             Blackwell v. F.B.I., 646 F.3d 37, 41 (D.C. Cir. 2011) (quoting Martin v.  

                                                                                                                                                                                                

 U.S. Dep't of Justice, 488 F.3d 446, 457 (D.C. Circ. 2007)).  

                                                                                                                        



               45             Reporters Comm. for Freedom of the Press, 489 U.S. at 775.  

                                                                                                                                                              



               46             Id.  

                                      



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----------------------- Page 17-----------------------

                                                                                                                                                                                       47  

to which the public does not have a general right of access in the ordinary course."                                                                                                         It  



therefore appears that Porche would not be entitled to disclosure under FOIA.                                                                                                      He is   



                                                                                                                                                48  

likewise not entitled to disclosure under the Public Records Act.                                                                                    



V.             CONCLUSION  



                              We REVERSE the superior court's order disclosing all DOC records to  

                                                                                                                                                                                             



Porche.  We REMAND for further proceedings consistent with this opinion.  

                                                                                                                                                        



               47             Favish,  541  U.S.  at   166.  



               48             DOC   also   argued   to   the   superior   court   that   a   second   law   enforcement  



exemption,   AS   40.25.120(a)(6)(D),   applied   because   releasing   its   records   "could  

reasonably  be  expected  to  disclose  the  identity  of  a  confidential  source."   The  superior  

court   declined   to   address   the   argument   because   DOC   had  not   raised   it   during   the  

administrative  proceedings  and  it  was  not  part  of  the  agency  record.   We  need  not  reach  

this   issue  because   of   our   decision  that  the   invasion of  privacy   exemption   shields  the  

records  from  disclosure.   



                                                                                            -17-                                                                                      7523
  

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