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You can search the entire site. or go to the recent opinions, or the chronological or subject indices. Jovanov v. State, Dept. of Corrections (9/15/2017) sp-7199
Notice: This opinion is subject to correction before publication in the P ACIFIC REPORTER.
Readers are requested to bring errors to the attention of the Clerk of the Appellate Courts,
303 K Street, Anchorage, Alaska 99501, phone (907) 264-0608, fax (907) 264-0878, email
corrections@akcourts.us.
THE SUPREME COURT OF THE STATE OF ALASKA
RADENKO JOVANOV, )
) Supreme Court No. S-15950
Appellant, )
v. ) Superior Court No. 3AN-12-10167 CI
)
STATE OF ALASKA, )
O P I N I O N
DEPARTMENT OF CORRECTIONS,
)
)
No. 7199 - September 15, 2017
Appellee. )
_______________________________ )
Appeal from the Superior Court of the State of Alaska, Third
Judicial District, Anchorage, Mark Rindner, Judge.
Appearances: Radenko Jovanov, pro se, Wasilla, Appellant.
Susan G. Wibker, Assistant Attorney General, Anchorage,
and Craig W. Richards, Attorney General, Juneau, for
Appellee.
Before: Stowers, Chief Justice, Maassen and Bolger,
Justices. [Winfree and Carney, Justices, not participating.]
STOWERS, Chief Justice.
I. INTRODUCTION
On October 6, 2010 Corrections Officer Nelson Robinson was supervising
a prison module of about 50 inmates at the Anchorage Correctional Complex, including
Radenko Jovanov and Alando Modeste. Modeste had been transferred to Anchorage
from Palmer that morning. Modeste approached Jovanov while he was in line for the
telephone, and he told Jovanov that he wanted them to request placement in separate
----------------------- Page 2-----------------------
modules because Modeste was related by marriage to the victim of Jovanov's crime.
Modeste then punched Jovanov on the left side of the head and pushed his head into the
wall, requiring Jovanov to obtain medical treatment for his injuries.
Jovanovsued theDepartmentofCorrections(DOC), Officer Robinson,and
Modeste for his injuries, alleging that (1) the assault was foreseeable and therefore DOC
should have prevented it; (2) Officer Robinson failed to respond promptly to the
argument and prevent further injury to Jovanov; and (3) DOC was negligent in
understaffing the prison unit and placing the officer's desk out of view of the telephone.
DOC counterclaimed for the cost of the medical treatment Jovanov received.
The superior court granted summary judgment in favor of Jovanov against
Modeste on the issue of liability, and in favor of DOC's counterclaim for medical costs.
We affirm the superior court's decision granting summary judgment in favor of DOC on
Jovanov's negligence claims against it; the assault was not foreseeable, and therefore
DOC cannot be negligent on these grounds. Further, DOC's staffing decisions and its
placement of the guard's duty station are immune policy decisions that cannot form the
basis of a negligence claim. We reverse the superior court's grant of summary judgment
in favor of DOC on its counterclaim against Jovanov for the cost of medical care
provided to him and remand for further proceedings. We also remand for further
proceedings regarding Jovanov's negligence claim against Modeste.
II. FACTS AND PROCEEDINGS
A. Facts
On the morning of October 6, 2010, DOC transferred inmate Alando
Modeste from the Palmer Correctional Facility to the Anchorage Correctional Complex
and placed him in the same prison module, or "mod," as Radenko Jovanov, another
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1
inmate. That afternoon at the Anchorage Correctional Complex, Corrections Officer
Nelson Robinson was the sole officer supervising the prison mod of about 50 inmates,
including Jovanov and Modeste. At the time of the incident, Officer Robinson was
working at his desk computer in the mod helping an inmate with an online account. The
other inmates were playing games, watching television, and talking on the telephone.
Jovanov did not know Modeste personally prior to the day of the assault.
When Jovanov got in line to use the telephone, Modeste approached him. Modeste asked
Jovanov to talk privately in his cell, but Jovanov told Modeste that he had just entered
the line to use the telephone and that they could talk there. The men continued their brief
conversation behind the stairs near the telephone. The stairs blocked Officer Robinson's
view of the men, and Jovanov admitted that Officer Robinson was positioned so that he
could not have heard Modeste ask Jovanov to talk privately in his cell. Modeste then
told Jovanov that he wanted them to request placement in separate mods. Jovanov was
incarcerated for his conviction of a sex crime involving a minor who was related to
Modeste by marriage, and Modeste did not want to be in the same mod as Jovanov.
Following their brief conversation, Modeste punched Jovanov on the left side of the
head, knocking Jovanov to the ground, and pushed his head into a wall. Jovanov
explained that he became apprehensive when Modeste mentioned Jovanov's crime, but
Modeste did not threaten or physically restrain Jovanov during their conversation;
therefore, Jovanov did not move away or call for help prior to the assault, explaining that
he had "no reason" to do so before Modeste assaulted him.
Security cameras recorded a video of the incident. The video shows that
Jovanov and Modeste were behind the stairs for about one minute before the assault. In
the video recording, none of the other inmates looked in the direction of the assault
1
A module consists of cells surrounding an open common area.
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before it occurred. But most of the inmates looked in the direction of the assault shortly
after Modeste struck Jovanov.
Officer Robinson heard the scuffle near the stairs and looked in the
direction of the assault after Modeste struck Jovanov. Officer Robinson responded
almost immediately, at most five seconds after the assault. He rose from his desk,
2 and called for backup officers. For safety
ordered the other prisoners into lockdown,
and security reasons, DOC protocol requires that an officer ordering a lockdown wait for
backup before breaking up a fight. However, Officer Robinson believed that the other
inmates were following his lockdown order, observed the fight between Jovanov and
Modeste, assessed the situation, and decided that he could safely stop the assault before
backup officers arrived. Officer Robinson then intervened to stop the assault.
Jovanov was treated for his injuries at Alaska Regional Hospital. Modeste
faced criminal charges following the assault, and he ultimately pleaded no contest to a
reduced charge of reckless endangerment.3
B. Proceedings
In October 2012 Jovanov sued DOC, Officer Robinson, and Modeste for
his injuries. This appeal principally addresses his claims against DOC and Officer
Robinson.4 In his First Amended Complaint, Jovanov claimed that DOC was negligent
2 Upon receiving a lockdown order, inmates are supposed to return to their
cells. The officer on duty is then supposed to secure the cell doors.
3 See Modeste v. State, No. 3AN-10-13049 CR (Alaska Dist. Ct., Nov. 29,
2011).
4 Pursuant to AS 09.50.253(c), the Attorney General certified that Officer
Robinson was acting within the scope of his employment, and the court upheld this
certification after a Heisy hearing. See State, Dep't of Corr. v. Heisey, 271 P.3d 1082,
1090-91 (Alaska 2012). The court dismissed Officer Robinson and substituted DOC in
(continued...)
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----------------------- Page 5-----------------------
because (1) Modeste's attack on Jovanov was foreseeable and DOC negligently failed
to prevent the attack; (2) Officer Robinson negligently failed to take immediate action
to stop the assault as it occurred; and (3) DOC negligently placed only one officer in the
mod and negligently placed the officer's desk in a location that prevented Officer
Robinson from observing the inmates in line for the telephone. Jovanov also sued
Modeste alleging that as the aggressor he was liable for injuries from the assault. DOC
counterclaimed for the cost of Jovanov's medical treatment stemming from the assault
5 DOC moved for summary judgment on Jovanov's negligence
under AS 33.30.028.
claims, and Jovanov moved for summary judgment against Modeste on the issue of
liability. The superior court granted Jovanov's motion against Modeste based on
Modeste's criminal conviction for the assault. The superior court also granted DOC
summary judgment on Jovanov's negligence claims. The court found that the evidence,
viewed in the light most favorable to Jovanov, was insufficient to allow a reasonable jury
to conclude that Officer Robinson and DOC were negligent in failing to stop a
foreseeable assault or in failing to promptly separate the parties before the assault
occurred. And the court concluded that Jovanov's claims regarding inadequate staffing
and negligence in setting up the prison mod were barred by discretionary function
immunity under AS 09.50.250(1). The court denied Jovanov's motion for
reconsideration.
4(...continued)
his place. The parties do not challenge this ruling, and Officer Robinson is no longer a
party to this case.
5 Under this statute, DOC is entitled to recover the cost of some medical care
from prisoners. See AS 33.30.028. See also Hendricks-Pearce v. State, Dep't of
Corr.,(Hendricks-Pearce v. State II), 323 P.3d 30, 36-38 (Alaska 2014). (plurality
opinion)
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----------------------- Page 6-----------------------
The superior court also granted DOC summary judgment on its
counterclaim for medical expenses. Jovanov opposed the entry of judgment on DOC's
counterclaim; he argued that he needed to reviewthe medical records that supported each
billing item and that in light of our decision in Hendricks-Pearce v. State, Department
6 his lack of money, his status as the victim of a crime rather than the
of Corrections,
perpetrator, and principles of equity, the court "should only enter a judgment against
Modeste." The court entered a final judgment against Jovanov for medical payments.
Jovanov appeals. He argues that (1) the superior court erred in granting
summary judgment in favor of DOC on the question whether DOC was negligent in
failing to prevent or respond promptly to the assault; (2) the court erred in granting
summary judgment in favor of DOC on its counterclaimfor reimbursement of Jovanov's
medical expenses; and (3) DOC's actions violated his rights to due process and access
to the courts.
III. STANDARD OF REVIEW
"We review a grant of summary judgment de novo. We review the facts
in the light most favorable to the non-moving party and draw all factual inferences in the
non-moving party's favor."7 We affirm "when there are no genuine issues of material
fact, and the prevailing party . . . [is] entitled to judgment as a matter of law."8 "After the
court makes reasonable inferences from the evidence in favor of the non-moving party,
6 323 P.3d at 36-38.
7 Kalenka v. Jadon, Inc., 305 P.3d 346, 349 (Alaska 2013).
8 Id. (alterations in original) (quoting Fraternal Order of Eagles v. City &
Borough of Juneau, 254 P.3d 348, 352 (Alaska 2011)).
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----------------------- Page 7-----------------------
summary judgment is appropriate only when no reasonable person could discern a
9
genuine factual dispute on a material issue."
Furthermore,
a non-moving party does not need to prove anything to defeat
summary judgment. But a non-moving party cannot create a
genuine issue of material fact merely by offering admissible
evidence - the offered evidence must not be too conclusory,
too speculative, or too incredible to be believed, and it must
[10]
directly contradict the moving party's evidence.
"We apply the independent judgment standard of review when interpreting
and applying statutes."11
IV. DISCUSSION
A. DOC Was Entitled To Summary Judgment On Jovanov's Negligence
Claims.
Jovanov argues that the superior court erred in granting DOC's motion for
summary judgment on his negligenceclaims, including his claims that (1) the assault was
foreseeable and therefore DOC should have prevented it; (2) Officer Robinson failed to
respond promptly to the argument and prevent further injury to Jovanov; and (3) DOC
was negligent in understaffing the prison unit and placing the officer's desk out of view
of the telephone.
9 Christensen v. Alaska Sales &Serv., Inc. , 335 P.3d 514, 520 (Alaska 2014).
10 Id . at 516 (emphasis omitted).
11 Cragle v. Gray , 206 P.3d 446, 449 (Alaska 2009).
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1. Jovanov failed to demonstrate a genuine issue of material fact
as to whether the assault was foreseeable.
DOC "owes a duty to inmates to exercise reasonable care for the protection
12
of their lives and health."
"[T]he duty to protect encompasses the duty to protect
13
inmates fromreasonably foreseeableassaultsby otherinmates." Certaincircumstances,
including circumstances in which there have been reports of threats between inmates,
may make an assault foreseeable, and "[t]he scope of [DOC]'s duty under [this]
14
negligence standard will be determined by the factual circumstances."
However, "[t]here are many circumstances in which an attack might not be reasonably
foreseeable[;] . . . the duty to protect is not limitless - the prison 'should not be the
15
insurer of the prisoner's safety.' "
Jovanov claims that theassaultwasforeseeableand thatDOCwas therefore
negligent in failing to prevent it. He argues that the assault was foreseeable because
DOC knew or should have known that Modeste posed a risk of harm to him and because
Jovanov and Modeste engaged in a loud argument before the assault that should have
alerted Officer Robinson to the impending assault. But upon a de novo review of the
evidence in the light most favorable to Jovanov, we conclude that no reasonable person
could discern a genuine factual dispute on the issue of whether the assault was
foreseeable.
12 Mattox v. State, Dep't of Corr. , 323 P.3d 23, 26 (Alaska 2014).
13
Id . at 27.
14
Id . at 28.
15
Id . (quoting Joseph v. State, 26 P.3d 459, 477 (Alaska 2001)).
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----------------------- Page 9-----------------------
a. DOC had no reason to suspect that Modeste posed a risk
of harm to Jovanov.
Jovanov argues that DOC had reason to suspect that Modeste would be
dangerous to Jovanov and that DOC was therefore negligent in failing to separate them.
Jovanov asserts in his brief that Modeste announced his problem with Jovanov to DOC.
But in the superior court neither Jovanov nor Modeste ever claimed to have put DOC on
notice of any problems between them. Modeste asked a correctional officer not to be
placed in Hotel Mod where Jovanov was housed and to go back to his prior mod, but
never identified Jovanov specifically. And Jovanov admitted that DOC had no way of
knowing that Modeste posed any danger to him; Jovanov testified that he could not "hold
[DOC] responsible for putting [Modeste] [in the same mod] because neither they knew
nor did [he] know [that Modeste was a threat to Jovanov]." Jovanov also stated that he
was not acquainted with Modeste before the day of the assault.
Without a specific warning to DOC, we cannot conclude it was on notice
of the threat Modeste posed to Jovanov. In Mattox v. State, Department of Corrections ,
we concluded that there was a genuine issue of material fact as to DOC's notice of a
threat to an inmate because the inmate had warned a guard in a way that allowed the
16 but we warned that holding DOC
guard to identify the plaintiff's eventual attacker,
liable in the absence of a specific warning would make the "only limit on the
Department's liability . . . the self control of its inmates, as any attack by one inmate on
17 Because the warning Modeste
another could be deemed reasonably foreseeable."
16 Id. at 29 ("Mattox's identification of his potential attackers . . . makes
foreseeability a much closer question.").
17 Id. ("[I]f the assault were entirely unrelated to the threat of harm about
which the Department was on notice, holding the Department liable might indeed make
the Department the insurer of the prisoner's safety.").
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----------------------- Page 10-----------------------
allegedly gave DOC was not specific enough to put it on notice of the specific risk that
materialized, holding that DOC was on notice of the threat Modeste posed would
accomplish precisely what we cautioned against in Mattox.
We need only construe the facts in Jovanov's favor "within the boundaries
18 and will affirm summary judgment "if the record presents
of reasonable fact-finding,"
no genuine issue of material fact and if the movant is entitled to summary judgment as
a matter of law."19 In light of the testimony from Jovanov that DOC had no way of
knowing that Modeste posed any danger to him, and because neither Jovanov nor
Modeste claimed to put DOC on notice of issues between them, we conclude that
Jovanov failed to raise a genuine issue of material fact that DOC had reason to suspect
that Modeste posed a risk of harm to Jovanov.
Jovanov also argues that the assault was foreseeable because Modeste was
convicted of manslaughter and was therefore an obvious danger to other inmates,
including Jovanov. However, the undisputed affidavit of Sergeant Tom Elmore
establishes that DOC correctly classified and assigned both Modeste and Jovanov to the
mod.20 And again, the mere presence of a dangerous prisoner does not create a
foreseeable risk.21 We hold that the evidence, viewed in the light most favorable to
Jovanov, does not create a genuine issue of material fact from which a reasonable person
18 Olson v. City of Hooper Bay, 251 P.3d 1024, 1030 n.14 (Alaska 2011).
19 Id. at 1030.
20 See 22 Alaska Administrative Code (AAC) 05.200 (2012) ("[DOC] will
assign a prisoner to the least restrictive custody level based on an assessment of the
prisoner's behavioral risk factors, supervision needs, and rehabilitative needs that is
consistent to provide for staff, inmate, and public safety, and is within the resources
available to the department.").
21 See Mattox, 323 P.3d at 29.
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----------------------- Page 11-----------------------
might find in Jovanov's favor that the assault was foreseeable. Because DOC had no
reason to suspect that Modeste posed a threat to Jovanov, the superior court correctly
granted summary judgment to DOCon Jovanov's negligenceclaims basedonthealleged
foreseeability of the threat Modeste posed to Jovanov.
b. Any loud argument preceding the assault did not make
the assault foreseeable.
Jovanov also argues that Modeste's assault was foreseeable because a loud
argument preceded the assault. Jovanov claims that Officer Robinson should have heard
the argument and intervened to prevent the assault. Jovanov supports this claim with his
own assertion that the argument was loud enough to "wake up the mod pretty much," and
with testimony from another inmate named Jerry Gates that there was "an argument
going on that should have gotten someone's - at least the guard's attention."
In contrast, Modeste testified that the argument was not loud, explaining
that "there [was] no reason to get loud in the middle of the mod" because he was "not
trying to . . . bring attention from other inmates." And John Bill, Jovanov's cellmate,
was positioned directly above the telephones; he testified that he saw Jovanov's "head
swing for the phone on the bottom of the stairs" and that "the only thing that [he] heard
was . . . a loud clacking sound." Bill testified that he "didn't hear anybody say
anything."
But assuming that a loud argument did precede the assault, we conclude
that such an argument did not render the eventual assault foreseeable. Even if the officer
could hear the words Modeste said to Jovanov, Modeste never threatened Jovanov or
implied that he would harm Jovanov. And Jovanov fails to demonstrate that loud
arguments among inmates usually presage a fight. He provided no evidence on this
point, admitted that loud arguments are common between prisoners, and acknowledged
that many occur without subsequent violence. A silent video of events tends to supports
-11- 7199
----------------------- Page 12-----------------------
this admission. The recording shows that Jovanov and Modeste were behind the stairs
for about a minute before Modeste assaulted Jovanov. In the video none of the other
inmates looked in Modeste and Jovanov's direction before the assault occurred, but most
of the inmates looked in the direction of the assault shortly after Modeste struck Jovanov.
Given the lack of evidence that loud arguments are an accurate predictor of future
violence in this context and the evidence that Modeste never threatened Jovanov, we
conclude that DOC would not have been negligent even if Officer Robinson failed to
respond to a loud argument between Modeste and Jovanov because any such argument
did not make the assault foreseeable.
2. Jovanov failed to demonstrate a genuine issue of material fact
as to whether Officer Robinson responded promptly.
Jovanov also argues that DOC was negligent because Officer Robinson
failed to respond promptly to the argument. However, the video recording shows that
inmates only turned to look at Jovanov and Modeste after the assault occurred; no
attention was paid to the pair during the argument. Officer Robinson responded within
five seconds of the assault as it drew his attention and that of most of the inmates. And
Jovanov himself testified that he never had time to yell for help or alert Officer Robinson
prior to the assault and that there was "no reason to call for help" before the assault.
Jovanov also conceded that Officer Robinson responded very quickly after the assault
22 Based on the video evidence and Jovanov's testimony, we conclude that no
began.
reasonable person could discern a genuine factual dispute on the issue of whether Officer
Robinson responded promptly to the argument, given the argument did not warrant the
attention of the inmates or staff, and that when it turned physical, Officer Robinson
22 When asked whether he "would agree that Officer Robinson, from this
point [when the fight started], respond[ed] really exceptionally fast," Jovanov answered:
"Yes, there is . . . no question about that."
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----------------------- Page 13-----------------------
responded within five seconds. We therefore uphold the superior court's decision to
grant DOC's motion for summary judgment on these grounds.
3. Jovanov's claims regarding DOC's staffing decisions, general
prison overcrowding problems, and DOC's officer placement
decisions do not form a basis for a viable negligence claim.
Jovanov next argues that DOC was negligent because inadequate staffing,
overcrowding, and the layout of the correctional facility played a role in facilitating the
assault. However, these allegations cannot form the basis for Jovanov's negligence
claim because the claim is precluded by the doctrine of discretionary function immunity.
"Discretionary function immunity 'seeks to ensure that private citizens do
not interfere with or inhibit the governing process by challenging through private tort
actions basic governmental policy decisions.' " 23
Under Alaska's state tort claims act,
the State and its agencies are immune from suit when the plaintiff's claim is "based upon
the exercise or performance or the failure to exercise or perform a discretionary function
or duty on the part of a state agency or an employee of the state, whether or not the
24
discretion involved is abused." In determining whether a particular decision or action
is immune, "we distinguish between decisions that involve basic planning or policy and
those that are merely operational in the sense that they implement plans or carry out
25
policy."
"Planning decisions 'fall under the exception because they involve
formulation of basic policy' including consideration of financial, political, economic, or
social effects of the policy. 'Normal day-by-day operations of the government' are not
23 Steward v. State , 322 P.3d 860, 863 (Alaska 2014) (quoting Japan Air
Lines Co. v. State , 628 P.2d 934, 936 (Alaska 1981)).
24 AS 09.50.250(1). See also Steward, 322 P.3d at 863.
25 Steward, 322 P.3d at 863 (quoting Guerrero ex rel. Guerrero v. Alaska
Hous. Fin. Corp., 123 P.3d 966, 976 (Alaska 2005)).
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----------------------- Page 14-----------------------
planning decisions and are not entitled to immunity under the discretionary function
26
exception."
"Actions that are operational in nature, and therefore not entitled to
discretional immunity, are those that involve either no room for discretion or involve
27
only discretion free from policy considerations."
The State does not need to prove that it actually made a considered decision
or policy evaluation for a decision to be immune.28 And "[d]ecisions about how to
allocate scarce resources" are ordinarily "immune from judicial review."29 When
analyzing cases under AS 09.50.250 we recognize that "if decisions require the State to
balance 'the detailed and competing elements of legislative or executive policy,' they
nearly always deserve protection by discretionary function immunity."30
26 Id . (first quoting Estate of Arrowwood v. State , 894 P.2d 642, 644-45
(Alaska 1995); then quoting State v. Abbott , 498 P.2d 712, 720 (Alaska 1972)). See also
State, Dep't of Corr. v. Cowles , 151 P.3d 353, 358-59 (Alaska 2006).
27 R.E. v. State, 878 P.2d 1341, 1349 (Alaska 1994).
28 State, Dep't of Transp. &Pub. Facilities v. Sanders, 944 P.2d 453, 458 n.5
(Alaska 1997) (" '[S]ome jurisdictions require that a state or local governmental unit
seeking to obtain the protection of discretionary function immunity show that a
considered policy evaluation actually took place.' Alaska does not require such a
showing." (alterations in original) (first quoting 57 AM. JUR. 2d Municipal, County,
School, and State Tort Liability § 123 (1988); then citing Indus. Indem. Co. v. State, 669
P.2d 561, 566 n.11 (Alaska 1983))).
29 Adams v. City of Tenakee Springs , 963 P.2d 1047, 1051 (Alaska 1998). See
also Estate of Arrowwood, 894 P.2d at 646 ("It is well established that both legislative
appropriations and executive department budget decisions are discretionary functions
immune from judicial inquiry."); Indus. Indem. Co., 669 P.2d at 564-65 ("Decisions
regarding the allocation of scarce resources are usually discretionary, and thus immune
from judicial inquiry.").
30 Brewer v. State, 341 P.3d 1107, 1121 (Alaska 2014) (quoting Guerrero,
(continued...)
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----------------------- Page 15-----------------------
Prison overcrowding is an issue that requires prison officials to make
decisions involving staffing levels, which are discretionary agency matters involving
resource allocation. In Adams v. City of Tenakee Springs , Adams sued the city for
negligence and the trial court granted the city's motion in limine to exclude evidence of
31 We upheld the court's decision because "[s]taffing a fire
inadequate staffing.
department . . . is fundamentally a matter of resource allocation" and "[d]ecisions about
how to allocate scarce resources are matters of policy immune from judicial review."32
Likewise, DOC's decisions involving staffing or overcrowding at the prison facility at
which Modeste and Jovanov were housed are immune from negligence claims under
AS 09.50.250(1) because prison staffing decisions are fundamentally a matter of
resource allocation.
Discretionary function immunity also applies to Jovanov's claimthat DOC
was negligent in its placement of the officer's duty station within the prison mod.
Jovanov claims that it was reasonable to foresee that the conditions at the Anchorage
Correctional Complex - an "overcrowded mod," "a 'blind spot' by the phones where
prisoners congregated," and "only one guard who was allowed to use the computer when
the prisoners were out of their cells" - would increase the likelihood that "an inmate
would take advantage of that to assault another inmate." But the position of the desk and
the decision regarding the number of correctional officers to be assigned to a mod are
"scarce resource" decisions related to staffing and internal prison security. DOC was
entitled to position the desk based on the scarceness of personnel resources and the need
30(...continued)
123 P.3d at 977).
31 963 P.2d at 1049.
32 Id . at 1051.
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----------------------- Page 16-----------------------
to maximize the officer's ability to observe the inmates in the mod. Therefore, DOC is
immune from Jovanov's negligence claims involving the positioning of the officer's
desk.
The superior court properly granted summary judgment in favor of DOC
on Jovanov's claims regarding staffing and the position of the officer's desk. These
decisions involve policy considerations based on resource allocation, and DOC's
decisions on such matters are immune under the doctrine of discretionary function
immunity.
B. We Remand For The Superior Court To Consider Whether DOC Was
Entitled To Summary Judgment On Its Counterclaim Against
Jovanov For The Cost Of Medical Care Provided To Him While
Incarcerated.
Jovanov argues that he should not be responsible for his medical costs
related to Modeste's assault for several reasons. He first argues that DOC failed to help
him obtain medical insurance. Jovanov failed to preserve this argument on appeal, so
we do not consider it.33
Jovanov also argues that DOC should have provided him with his medical
billing slips, which would have permitted him to assess the accuracy of the billings. But
DOC provided him with a complete copy of his medical records during discovery as well
as a complete roster of each bill DOC paid, he conceded that all of the medical care
provided to him by DOC was "probably necessary," and he fails to point to any specific
33 See Harvey v. Cook, 172 P.3d 794, 802 (Alaska 2007) ("[I]ssues not
properly raised in the trial court will not ordinarily be considered on appeal."). Jovanov
fails to demonstrate that DOC had a duty to help him obtain medical insurance in the
relevant time period. We note, however, that AS 33.30.028 was amended in 2016 to give
DOC a statutory duty to apply for medical assistance on behalf of prisoners who require
certain outside healthcare. Ch. 25, 35, SLA 2016; AS 33.30.028(c)-(d).
-16- 7199
----------------------- Page 17-----------------------
inaccuracies in the documents. Thus, he fails to set forth evidence demonstrating that
34
there was a genuine issue of material fact related to his medical billings.
Jovanov argues further that DOCshould assess thecostsof his medical care
solely against Modeste, asking us to extend an equitable principle he finds in Smith v.
State, Department of Corrections to conclude that Modeste's criminal conviction for the
assault makes Modeste liable for Jovanov's health care costs and bars DOC fromseeking
reimbursement fromhim.35 But in our unpublished decision in Smith, we permitted DOC
to order an assailant to pay medical expenses for the victim because "interpreting
AS 33.30.011 to allow DOC to order restitution for injuries caused by a prisoner [was]
36
'reasonably necessary' to carry out the goals of the statute." Needless to say, this
unpublished decision did not create legal precedent, and even if it did, we permitted
rather than required DOC to pursue reimbursement from an assailant for a victim in that
case.37 Given the flexibility we afforded DOC in Smith, we decline to extend any
equitable principle there may have been in Smith to require that DOC collect medical
costs from Jovanov's assailant rather than from Jovanov.
34 See Burnett v. Covell , 191 P.3d 985, 990 (Alaska 2008) ("When a party
seeking summary judgment argues that there are no genuine issues of material fact in
dispute, the adverse party must produce admissible evidence that reasonably
demonstrates that a triable issue of fact exists."); Martech Constr. Co. v. Ogden Envtl.
Servs., Inc. , 852 P.2d 1146, 1149-50 n.7 (Alaska 1993) ("To defeat a motion of summary
judgment an adverse party may not rest upon mere allegations, but must set forth specific
facts showing that there is a genuine issue of material fact.").
35 Smith v. State, Dep't of Corr., No. S-14034, 2012 WL 3870826 (Alaska
Sept. 5, 2012).
36 Id . at *4 (quoting Wilson v. State, Dep't of Corr., 127 P.3d 826, 829
(Alaska 2006)).
37 See id.
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Jovanov also questions his legal liability for the cost of medical care
received while incarcerated. The superior court relied on AS 33.30.028 to conclude that,
as a matter of law, DOC was entitled to be reimbursed for medical costs it paid on
Jovanov's behalf. Jovanov argues that under the statute and our decision in State,
Department of Corrections v. Hendricks-Pearce (Hendricks-PearceI ),indigentprisoners
38 Jovanov proposes that we remand
are not required to pay their full health care costs.
the issue of his liability for medical costs and require the superior court to conduct a
hearing on his ability to pay. DOC supports the superior court's position, arguing that
AS 33.30.028 and DOC regulations allow DOC to charge prisoners for the full cost of
healthcare services provided by health care providers other than department employees
resulting from an assault.
"A prisoner will be provided medically necessary health care services
regardless of the prisoner's ability to pay or arrange for payment or coverage for the
39 Nevertheless, AS 33.30.028 outlines a prisoner's financial responsibility for
services."
the costs of these services:
(a) Notwithstanding any other provision of law, the liability
for payment of the costs of medical, psychological, and
psychiatric care provided or made available to a prisoner
committed to the custody of the commissioner is, subject
to (b) of this section, the responsibility of the prisoner and the
(1) prisoner's insurer if the prisoner is insured under
existing individual health insurance, group health insurance,
or any prepaid medical coverage;
(2) Department of Health and Social Services if the
prisoner is eligible for assistance under AS 47.07 or AS
47.25.120-47.25.300;
38 254 P.3d 1088 (Alaska 2011).
39 22 AAC 05.121(a) (2017).
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(3) United States Department of Veterans Affairs if the
prisoner is eligible for veterans' benefits that entitle the
prisoner to reimbursement for the medical care or medical
services;
(4) United States Public Health Service, the Indian
Health Service, or any affiliated group or agency if the
prisoner is a Native American and is entitled to medical care
from those agencies or groups; and
(5) parent or guardian of the prisoner if the prisoner is
under the age of 18.
(b) The commissioner shall require prisoners who are without resources
under (a) of this section to pay the costs of medical, psychological, and
psychiatric care provided to them by the department. At a minimum, the
prisoner shall be required to pay a portion of the costs based upon the
prisoner's ability to pay.
In Hendricks-Pearce I the issue was whether the State may seek
40 Wedecided
post-releasereimbursement ofmedicalcostsincurredduringincarceration.
that the State could seek post-release reimbursement, and we remanded the case for
further proceedings regarding the second question at issue in Hendricks-Pearce I -
whether AS33.30.028permitsreimbursement for aprisoner's outsidemedical carewhen
the prisoner does not have any of the funding sources identified in AS 33.30.028(a), such
as insurance or state aid.41 We ultimately addressed that question on an appeal from
remand in Hendricks-Pearce II, but this court was evenly divided with one justice not
40 254 P.3d at 1089.
41 Id . at 1093.
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42
participating, and we failed to reach a majority consensus. As a result, the decision had
43
the effect of affirming the superior court's decision, but has no legal precedential value.
But we need not reach the extent of Jovanov's financial responsibility for
his medical care while in prison or any potential hearing requirement on his ability to pay
under AS 33.30.028 because the superior court erred by granting DOC summary
judgment on its counterclaim for medical costs sua sponte. DOC filed a motion for
summary judgment in October 2013, but the substance of the motion dealt exclusively
with the negligence claims against DOC and concluded with "all of plaintiff's claims
against the State of Alaska Department of Corrections . . . should be dismissed." It did
not use the word "counterclaim" once or discuss medical costs. Subsequent memoranda
from both parties addressed only the negligence claims. It was not until oral argument
on DOC's motion that the court and Jovanov briefly discussed Jovanov's need to show
damages, including the cost of medical care, and DOC's counterclaim for
reimbursement.
A week later, the superior court issued its order on the summary judgment
motions. In the introduction to its order the court stated, "[DOC] moves for summary
judgment asking that the court find, as a matter of law, that the State was not responsible
for the assault and that Jovanov's claims against DOC therefore should[] be dismissed.
42 Hendricks-Pearce v. State, Dep't of Corr. (Hendricks-Pearce II ), 323 P.3d
30, 38-39 (Alaska 2014) (plurality opinion).
43 See Alaska R. App. P. 106(a) ("In an appeal to the supreme court, any issue
or point on appeal on which the justices are equally divided is affirmed in that appeal,
but the issue or point decided by an equally divided court shall not have precedential
effect.").
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44
The State also seeks summary judgment as to its counterclaim against Jovanov." The
court granted "DOC's Motion on its Counterclaim" but ruled that "DOC will still need
to prove the exact amount of such expenses." The court granted summary judgment on
the counterclaim despite the fact that none of the motion practice up to this point had
addressed DOC's counterclaim.
DOC then filed a memorandum in support of its counterclaim for medical
costs as the court had ordered. In its memorandum, DOC noted that it had been granted
summary judgment on its counterclaim and "request[ed] a judgment that requires
Jovanov to reimburse the State for $119,051.15 that was paid for his medical costs." It
included an accompanying affidavit and roster of medical bills paid on Jovanov's behalf.
Two weeks later, Jovanov filed an opposition to the entry of final judgment for medical
expenses. In his opposition he argued that he needed medical records supporting each
bill in the DOC's supporting affidavit as well as a statement from a medical expert. He
also addressed the underlying legal basis for DOC's counterclaim, arguing that in light
of Hendricks-Pierce II , his lack of money, his status as the victim of a crime rather than
the perpetrator, and principles of equity, the court "should only enter a judgment against
Modeste." (Emphasis in original.) He also requested oral argument.
DOC filed a reply, arguing that Jovanov's opposition should be treated as
a motion for reconsideration of the grant of summary judgment on its counterclaim for
medical expenses; DOC's reply also addressed the factual accuracy of the medical bills
and pointed out that Jovanov had already been provided his medical records. In addition,
DOC argued that the plain language of AS 33.30.028 makes Jovanov liable for medical
care provided or made available to him while committed to the custody of DOC.
44
This was error, as DOC had not moved for summary judgment on its
counterclaim for reimbursement of medical costs.
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The superior court issued an order finding that there was "no genuine issue
of material fact, that DOC incurred medical expenses . . . in the amount of $119,051.15"
and that "pursuant to AS 33.30.028 the State of Alaska is entitled as a matter of law to
reimbursement." On the same day it entered a final judgment incorporating its
conclusion. It made no mention of Jovanov's request for oral argument.
We have reversed a superior court's sua sponte grant of summary judgment
on more than one occasion. In Kentopp v. Anchorage , we addressed whether summary
judgment had been properly granted to Anchorage on claims alleging it had violated its
45 The superior court had
charter in establishing municipal assembly voting districts.
granted summary judgment on all issues related to this claim, but also considered sua
sponte the question of malapportionment under a new reapportionment plan the city had
46 We concluded "that the superior court erred in considering sua sponte the
adopted.
question of malapportionment under the reapportionment plan" and that "[a]pplication
of this settled rule is particularly appropriate in the present case because Anchorage must
be afforded an opportunity to offer a justification for [the plan]."47
Similarly, in Demmert v. Kootznoowoo, we vacated a decision where
"[p]laintiffs were not given notice and a reasonable opportunity to oppose [a] motion [for
summaryjudgment]as amotion for summaryjudgment"becausetheybelieved what was
at issue was a judgment on the pleadings and had no reason to know the superior court
would convert the motion.48 In addition, we stated that "it [was] inappropriate to require
a detailed showing of prejudice from a party who has not had a reasonable opportunity
45 652 P.2d 453, 454 (Alaska 1982).
46
Id. at 457.
47
Id. at 464.
48
960 P.2d 606, 611 (Alaska 1998) (emphasis omitted).
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49
to oppose a motion for summary judgment, whether converted or original." And
Alaska Civil Rule 77 provides a party opposing summary judgment the right of oral
50
argument, but Jovanov's request for oral argument on DOC's counterclaimfor medical
costs was not addressed.
We recognize that the exchange of motions and the subsequent court order
following the court's sua sponte decision demonstrate that Jovanov was at least able to
make legal arguments as to his liability for medical bills incurred while in prison. But
forcinghimtoargue against a summary judgment already granted, rather than givinghim
the opportunity to oppose a motion for summary judgment that was properly filed, was
almost certainly prejudicial from a practical perspective, even considering that the
superior court invoked the summary judgment standard in its order, rather than the
standard for reconsideration. Had the counterclaim against Jovanov not been disposed
of sua sponte, it is possible that more substantive arguments regarding AS 33.30.028 and
whether it made Jovanov liable for medical care received in prison would have surfaced,
that factual questions as to whether Jovanov had the resources listed in AS 33.30.028(a)
would have been addressed, and that the question of Jovanov's ability to pay would have
emerged.
Given that "it is inappropriate to require a detailed showing of prejudice
from a party who has not had a reasonable opportunity to oppose a motion for summary
49 Id. at 612; see also State, Dep't of Revenue, Child Support Enf't Div., ex rel.
Hawthorne v. Rios , 938 P.2d 1013, 1016 (Alaska 1997).
50 See Alaska R. Civ. P. 77(c), (e); see also Shooshanian v. Wagner, 672 P.2d
455, 460-61 (Alaska 1983) (declining to "review the superior court's sua sponte
dismissal as a motion for summary judgment because [appellants] did not have sufficient
notice or an adequate opportunity to respond" under Civil Rules 77(c) and (e)).
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51
judgment, whether converted or original," given that a significantly related legal issue
was unresolved in Alaska law when this court was unable to reach a consensus in
Hendricks-Pierce II , and given that the parties dedicated relatively little attention to this
issue both below and on appeal, we reverse the superior court's grant of summary
judgment on DOC's counterclaim and remand for further proceedings to ensure that
Jovanov is afforded a reasonable opportunity to oppose any summary judgment motion 52
and to have the benefit of a fully developed record and more robust briefing should this
case be appealed once again.
Wealso notethatthe superior court granted Jovanov's motionfor summary
judgment on his claim against Modeste, finding that "Modeste's plea [in his criminal
case] establishes his liability for any damages caused by his reckless endangerment," but
it also explained that "Jovanov will still need to prove at trial what his damages are and
that Modeste's actions caused such damages." The court later determined that "pursuant
to AS 33.30.028 the State of Alaska is entitled as a matter of law to reimbursement
from . . . Jovanov for $119,051.15," and entered a final judgment to that effect. DOC
failed to request, and the superior court did not on its own motion grant, a partial final
judgment under Alaska Civil Rule 54(b). 53 Perhaps the court assumed that DOC was
51 Demmert, 960 P.2d at 612.
52 On remand, if DOC intends to pursue its counterclaim for reimbursement
of medical expenses, it must either file a motion for summary judgment or proceed to
trial on this issue.
53 Alaska R. Civ. P. 54(b) ("When more than one claim for relief is presented
in an action, whether as a claim, counterclaim, cross-claim, or third-party claim, or when
multiple parties are involved, the court may direct the entry of a final judgment as to one
or more but fewer than all of the claims or parties only upon an express determination
that there is no just reason for delay and upon an express direction for the entry of
(continued...)
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----------------------- Page 25-----------------------
entitled to a final judgment under AS 33.30.028 and that a Rule 54(b) finding and order
were unnecessary. None of the parties raised this issue, and we are not called upon to
address it.
"We review matters that were not raised below and not listed in a statement
of points on appeal for plain error. Plain error exists where 'an obvious mistake has been
54 From the record before
made which creates a likelihood that injustice has resulted.' "
us we conclude that Jovanov's claim against Modeste is still live, the superior court has
not completely resolved Jovanov's remaining negligence claim against Modeste, and it
was plain error to issue a complete judgment in DOC's favor in the absence of a Rule
54(b) determination.
Though the court granted summary judgment against Modeste on liability,
it indicated a trial would be necessary to determine causation and damages. If on remand
the superior court determines that DOC is still entitled to summary judgment on its
counterclaim against Jovanov for medical costs, Jovanov may seek reimbursement of
these costs and any other damages he can prove from Modeste in the superior court. If
the superior court concludes on remand that DOC is not entitled to summary judgment
on its counterclaim, Jovanov may still pursue his negligence claim against Modeste, but
53(...continued)
judgment. In the absence of such determination and direction, any order or other form
of decision, however designated, which adjudicates fewer than all of the claims or the
rights and liabilities of fewer than all the parties shall not terminate the action as to any
of the claims or parties, and the order or other form of decision is subject to revision at
any time before the entry of judgment adjudicating all the claims and the rights and
liabilities of all the parties.").
54 Laughlin v. Laughlin, 229 P.3d 1002, 1005 (Alaska 2010)
(footnote omitted) (quoting In re Estate of Fields, 219 P.3d 995, 1011 (Alaska 2009)).
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----------------------- Page 26-----------------------
the court will have to take into account what amount of Jovanov's medical costs were
paid for by DOC rather than Jovanov.
C. Jovanov Had Notice That He Could Be Responsible For Medical Costs
Incurred While In Prison, And DOC Did Not Seek Costs To Curtail
Access To The Courts.
Jovanov briefly makes two additional constitutional arguments. First, he
asserts that there is no "notice that DOC will not cover necessary medical costs" when
inmates enter prison and questions whether this complies with due process. However,
the language of AS 33.30.028, establishing Jovanov's potential financial responsibility
for medical care, provides adequate notice. And "it is axiomatic that ignorance of the
55
law is no excuse, except in very limited circumstances."
Second, Jovanov argues that "only those that sue DOC get charged for
outside medical care." A claim that DOC only seeks costs from inmates who sue DOC
is troubling in light of "[a]n inmate's right to be free of state interference with his right
of access to the court system."56
But Jovanov fails to identify any evidence
demonstrating that DOC was seeking to deter him from accessing the courts other than
the counterclaim itself. DOC's counterclaim could just as easily have been motivated
by a desire to preserve its statutory right to deduct medical expenses from any eventual
judgment entered against it on Jovanov's negligence claim, rather than a desire to
57 We conclude that Jovanov's
impermissibly curtail prisoners' access to the courts.
additional constitutional arguments are currently without merit.
55 Holmes v. Wolf , 243 P.3d 584, 600 (Alaska 2010).
56 See, e.g. , Mathis v. Sauser , 942 P.2d 1117, 1120-23 (Alaska 1997).
57 See Hendricks-Pearce II , 323 P.3d 30, 32 (Alaska 2014).
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V. CONCLUSION
We AFFIRM the superior court's grant of summary judgment in favor of
DOC on Jovanov's negligence claims. We REVERSE the court's grant of summary
judgment in favor of DOC on its counterclaim against Jovanov for medical costs,
VACATE the judgment for medical costs, and REMAND for further proceedings
consistent with this opinion. We also REMAND for further proceedings on Jovanov's
negligence claim against Modeste so that Jovanov may seek to prove any damages
caused by Modeste.
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