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Stepovak-Shumagin Set Net Assn. v. Alaska Board of Fisheries (12/9/94), 886 P 2d 632
NOTICE: This is subject to formal correction before
publication in the Pacific Reporter. Readers are
requested to bring errors to the attention of the Clerk
of the Appellate Courts, 303 K Street, Anchorage,
Alaska 99501.
THE SUPREME COURT OF THE STATE OF ALASKA
STEPOVAK-SHUMAGIN SET NET )
ASSOCIATION, )
) Supreme Court No. S-5679
Appellant, ) Superior Court No.
v. ) 3KO-92-239 CI
)
STATE OF ALASKA, BOARD OF )
FISHERIES, )
Appellee. )
and )
)
CHIGNIK SEINERS ASSOCIATION, ) O P I N I O N
INC., )
Intervenor. ) [No. 4155 - December 9, 1994]
______________________________)
Appeal from the Superior Court of the
State of Alaska, Third Judicial District,
Kodiak,
Donald D. Hopwood,
Judge.
Appearances: Arthur S. Robinson,
Robinson, Beiswenger & Ehrhardt, Soldotna,
for Appellant. Jeffrey T. Killip, Assistant
Attorney General, Anchorage, and Bruce M.
Botelho, Attorney General, Juneau, for
Appellee. Gregory F. Cook, Douglas, Alaska,
and Bruce B. Weyhrauch, Faulkner, Banfield,
Doogan & Holmes, Juneau, for Intervenor.
Before: Moore, Chief Justice,
Rabinowitz, Matthews, Compton and Eastaugh,
Justices.
COMPTON, Justice.
At issue is the validity of Title 5, section 09.366
(regulation) of the Alaska Administrative Code (AAC). This
regulation was adopted by the Board of Fisheries (Board) in 1991.
This regulation delays, until July 20, the opening of the
commercial salmon post-June set net fishing season within the
Shumagin Islands section of the Southern Alaska Peninsula.
Previously the South Peninsula fisheries had opened to commercial
fishing on approximately July 6. Stepovak-Shumagin Set Net
Association (SSSNA) challenges the regulation on the following
theories: (1) the regulation is not reasonably necessary for
purposes of conservation and development, (2) the regulation is
arbitrary, (3) the Board's decision is not adequately explained
in its decisional document, and (4) the regulation does not
provide SSSNA a fair and reasonable opportunity to take salmon
for commercial fishing. SSSNA asks this court to declare the
regulation invalid and reverse the superior court's award of
attorney's fees. In the alternative, it asks that this case be
remanded to the Board for further proceedings. We sustain the
regulation.
I. FACTUAL AND PROCEDURAL BACKGROUND
The South Peninsula consists of Pacific Ocean coastal
waters extending east of Kupreanof Point to Scotch Cap on Unimak
Island. It is divided into four districts: (1) the Southeastern
District, which includes the Shumagin Islands, (2) the South
Central District, (3) the Southwestern District, and (4) the
Unimak District. Five species of Pacific salmon are commercially
harvested in post-June South Peninsula fisheries: chinook,
sockeye, pink, chum and coho salmon. Generally, the South
Peninsula fisheries had opened to commercial salmon fishing about
July 6.1
In November 1991 the Board considered two proposed
regulations, 115A and 117. Proposal 115A, presented by the
Chignik Fishermen's Association, would have prohibited commercial
fishing, from July 1 through July 25, in the areas of the
Southeastern District which are not included in the Southeastern
District Salmon Management Plan.2 This proposal was submitted in
hopes of diminishing the interception of migratory sockeye headed
for Chignik fishing areas. The proponents of 115A contended that
the "intercept harvest of Sockeye in the Shumagin Islands has
increased four fold from pre-1986 levels to the present. This is
an expanding, uncontrolled, unintentional reallocation of fully
utilized stocks." The Alaska Department of Fish and Game (ADF&G)
took no position with respect to proposal 115A because it viewed
the proposal as an attempt to reallocate fish from one area to
another. ADF&G did note, however, that the Board might want to
review fishing areas in the Shumagin Islands to establish whether
regulation was warranted to prevent future expansion.
Additionally, ADF&G indicated that they were concerned with the
repercussions of overharvesting these fisheries.
Nushagak Advisory Committee submitted proposal 117.
The Nushagak Advisory Committee alleged that coho salmon destined
for Nushagak were being harvested in the Shumagin Islands.
Proposal 117 suggested a regulation that would restrict the
interception of coho salmon in the Shumagin Islands and South
Unimak to protect Bristol Bay and Western Alaska coho stocks, to
reflect the historical harvest of coho salmon prior to the last
ten years. The proponents of proposal 117 alleged that Nushagak
and Togiak coho are present in the Shumagins and that low coho
catches in these two terminal areas indicated a need for
restricting the interception of coho salmon in the Shumagins.
ADF&G opposed the proposal, believing that closure would hamper
local pink salmon management and might adversely impact fish
quality.
The Board recognized the relationship between proposals
115A and 117: Both covered similar dates for closing the fishing
season in the Shumagins. The Board amended 115A, changing the
proposed closure dates from July 1 through July 25 to July 1
through July 15. However, the Board rejected the amended
version. During its deliberations on proposal 117, the
Board considered an amendment to the proposal specifying certain
geographical areas of the South Peninsula; it was later
withdrawn. A committee was formed to develop a South Peninsula
coho management plan. Although none of the committee's actions
or deliberations were recorded, a Board member, who acted as the
committee chairman, reported on some of the subjects discussed.
The committee chairman submitted an amendment to proposal 117
suggesting an opening date of July 20 for the Shumagin Islands,
July 6 for some areas including Pavlof Bay, and leaving the dates
for other areas to be decided by the Board. The July 20th date
was suggested as a compromise because it was midway between the
July 15 and 25 dates considered during the discussion of proposal
115A. After rejecting a proposal to delay opening the Shumagin
Islands until July 23, the Board adopted the Post-June Salmon
Management Plan for the Southern Alaska Peninsula, 5 AAC 09.366.
Under the regulation, certain areas will open for commercial
salmon fishing on the traditional July 6 date while other areas
will open two weeks later on July 20.3
In June 1992, SSSNA filed a complaint seeking
declaratory and injunctive relief against enforcement of the Post-
June Salmon Management Plan. On July 2, 1992, four days before
the prior opening date for the Shumagin fisheries, SSSNA filed a
motion for a preliminary injunction which the court granted. The
Chignik Seiners Association, Inc. (CSA), moved for and was
granted leave to intervene. SSSNA then filed a Motion for
Summary Judgment, and the CSA and the State responded by filing
cross-motions for summary judgment. In February 1993, the court
dissolved the preliminary injunction, denied SSSNA's Motion for
Summary Judgment, and granted the cross-motions of CSA and the
State for summary judgment. The court determined that the State
and CSA were the prevailing parties, and awarded them partial
attorney's fees. This appeal follows. See AS 22.05.010; Alaska
R. App. P. 204.
II. DISCUSSION
A. STANDARDS OF REVIEW
This court reviews de novo a superior court's order
granting summary judgment. Alaska Fish Spotters Ass'n v. State,
Dep't of Fish and Game, 838 P.2d 798, 800 (Alaska 1992).
"[S]ummary judgment may be granted only when there is no genuine
issue of material fact and the moving party is entitled to
judgment as a matter of law." Id.
We must give substantial deference to the Board's
decision to adopt 5 AAC 09.366.
[W]here an administrative regulation has
been adopted in accordance with the
procedures set forth in the Administrative
Procedure Act, and it appears that the
legislature has intended to commit to the
agency discretion as to the particular matter
that forms the subject of the regulation, we
will review the regulation in the following
manner: First, we will ascertain whether the
regulation is consistent with and reasonably
necessary to carry out the purposes of the
statutory provisions conferring rule-making
authority on the agency. This aspect of
review insures that the agency has not
exceeded the power delegated by the
legislature. Second, we will determine
whether the regulation is reasonable and not
arbitrary.
Kelly v. Zamarello, 486 P.2d 906, 911 (Alaska 1971). This court
will not substitute its own judgment for the Board's,
particularly "since highly specialized agency expertise is
involved." Meier v. State, Bd. of Fisheries, 739 P.2d 172, 174
(Alaska 1987). "[T]he 'wisdom' of a regulation is not a subject
of review." Kingery v. Chapple, 504 P.2d 831, 835 (Alaska 1972).
This court's role is to ensure only that the agency has taken a
"hard look"at the salient problems and has "genuinely engaged in
reasoned decision making." Gilbert v. State, Dep't of Fish and
Game, 803 P.2d 391, 398 (Alaska 1990) (citations omitted).
B. THE REGULATION IS CONSISTENT WITH AND
REASONABLY NECESSARY FOR PURPOSES OF
CONSERVATION AND DEVELOPMENT
The Alaska Legislature created the Board of Fisheries
"[f]or purposes of the conservation and development of the
fishery resources of the state." AS 16.05.221(a). This court
has previously interpreted this statute. "'Conserving' implies
controlled utilization of a resource to prevent its exploitation,
destruction or neglect. 'Developing' connotes management of a
resource to make it available for use." Kenai Peninsula
Fisherman's Coop. Ass'n, Inc. v. State, 628 P.2d 897, 903 (Alaska
1981). Additionally, the Board's power to control fishery
resource utilization allows it to allocate the salmon harvest
between competing users. Meier, 739 P.2d at 174. Furthermore,
AS 16.05.251 lists numerous purposes for which the Board may
adopt regulations it considers advisable in accordance with the
Administrative Procedure Act. For example, the Board may
establish open and closed seasons and areas, and regulate
commercial fishing as needed for the conservation, development,
and utilization of fisheries. AS 16.05.251(2),(12).
The Post-June Salmon Management Plan was intended to
accomplish the following objectives: (1) maximize full
utilization of the targeted species for these fisheries (local
pink and chum stocks) when they are at high quality and present
in abundance, (2) minimize the interception of migrating sockeye
bound for other areas, including Chignik, for allocation and
conservation reasons, (3) minimize the interception of migrating
coho salmon bound for other areas (which may include Nushagak and
Togiak areas) for conservation purposes, and (4) minimize the
interception of immature sockeye and chum salmon to alleviate
biological and conservation concerns.4
The Board argues that the regulation promotes
controlled utilization of the fishery resource in an effort to
prevent its exploitation, destruction, and neglect.
Additionally, the Board contends that the regulation helps manage
the resource making it available for use. Therefore, the Board
concludes that the regulation falls within the confines of AS
16.05.221.
SSSNA does not dispute that the Board has the power to
establish regulations that affect conservation and development.
Instead, it argues that the regulation adopted is not reasonably
necessary to prevent overharvesting and there is no need for
reallocation.5 See Kelly, 486 P.2d at 911 (the court needs to
"ascertain whether the regulation is consistent with and
reasonably necessary to carry out the purposes of the statutory
provisions conferring rule-making authority on the agency.").
Specifically, SSSNA contends that the record does not
substantiate that South Peninsula sockeye or coho stocks are in
jeopardy of being overharvested or that there is any need to
reallocate these salmon among commercial fisheries.
As discussed in more detail below, the record indicates
that there is a potential for a conservation problem if the
Chignik bound sockeye are overharvested in the Shumagin
fisheries. Additionally, the increase in fishing in the
Shumagins threatens to disrupt the historical allocation of
sockeye stocks. Further, the record indicates a need to
implement conservation measures to help decrease harvesting of
coho bound for Nushagak and Togiak. For the foregoing reasons we
are persuaded that the regulation appears reasonably necessary to
carry out the purposes of conservation and development of the
fishery resources of the state. See AS 16.05.221(a).
C. THE REGULATION IS NOT ARBITRARY
SSSNA argues that the Board's closure of the South
Peninsula is based on speculative assumption and is contrary to
the facts included in the record. It challenges each of the
Board's objectives. Additionally, it asserts that the Board's
decision is arbitrary because it failed to adequately consider
the economic impact of the regulation.
The Board counters that any one of its objectives would
suffice to make its adoption of the regulation reasonable. It
additionally argues that the regulation is all the more
reasonable because each of these goals necessitated the
regulation. We agree.
1. The Board's finding that the regulation
maximizes the pink and chum harvest
is not arbitrary.
The post-June South Peninsula fisheries are managed for
local pink and chum stocks, which are the major species produced
in the South Peninsula streams. Nearly 10,000,000 pink salmon
were taken in those fisheries in 1991. Pink salmon runs usually
arrive in strength about July 20 and peak about August 1. After
mid-August, the quality of the pink salmon is usually poor. Chum
salmon runs are more stable than pink salmon runs. The chum
salmon runs begin earlier and last longer than the pink runs.
However, after July 28, chum salmon quality in several terminal
areas is poor because of discoloration. ADF&G historically has
based fishing periods between July 6 and July 18 on the strength
of chum salmon runs. It has based fishing periods between July
18 and August 20 on the strength of pink salmon runs.
SSSNA argues that the July 20 opening date does not
"maximize" the catch of pink and chum salmon within the South
Peninsula fisheries, including the Shumagin Islands, because many
salmon are present and have been caught during the first three
weeks of July. See Johns v. Commercial Fisheries Entry Comm'n,
758 P.2d 1256, 1261-62 (Alaska 1988) (equating "maximum" number
with the "highest"number). It argues the Board selected the
July 20 date to provide SSSNA the opportunity to catch as many
fish as the Board deemed compatible with its other objectives.
SSSNA concludes that because the regulation does not "maximize"
harvests of pink and chum salmon, it is arbitrary.
CSA counters that numerous statements made by the Board
during its deliberations demonstrate that the Board's clear
intent was to "optimize,"not "maximize"pink and chum harvest in
the Shumagins consistent with its other goals. CSA concludes
that the Board's finding arguably may be inarticulate, but that
the mere use of the word "maximize"does not invalidate 5 AAC
09.366. We agree.
CSA's summation of the Board's intent mirrors the
Board's deliberations. The Board was struggling with balancing
the objectives of conservation and allocation of sockeye and
cohos with its concern about how later opening dates would
affect lost harvest opportunities for the targeted species of
local pinks and chums, the possibility that early and/or heavy
runs of pink salmon might create problems with poor fish quality,
and processor capacity to handle the amount of fish harvested
under such circumstances. The following comments, made during
the Board's deliberations,6 demonstrate its concerns.
Board Member Edfelt said:
[T]he July 20th date here is directed to
permit the full utilization of the pink
salmon, and including and allowing a time to
harvest bright [high quality] pinks and yet
it still minimizes the interception of
migrating coho stocks while tending to
stabilize the existing allocations of sockeye
salmon. In my view, July 20th is the best
compromise date, given all the factors we
have had to consider on this proposal.
As I see it here, [what] we're trying to
do here is develop a plan that would maximize
the full utilization of pink and chum salmon.
Stabilize the allocation of sockeye salmon
that has evolved over a long period of time
and minimize the interception of migrating
coho salmon of unknown origin. Three things.
Can you [the Department] see any better or
additional way to do that than what we've got
before us here in the form of proposal 117B?
Board Member Carlyle commented:
Let me add one more thing. At the same
time looking at -- fully realizing that if
we're gonna' harvest the pink salmon stocks,
we're not gonna' completely eliminate other
stocks being harvested. But, when I looked
back and tried to minimize other stocks and
still allow the full utilization of the pink
salmon stocks, when you take into
consideration processing capacities and so
on, this [the July 20 opening date] just
seemed like a fair compromise.
Board Member Lyons noted:
Mr. Chairman, in taking this action, as
a Board member, I am trying to construct a
fishery which is directed on pink and chum
salmon stocks but acknowledges the fact that
other stocks run in the region and can be
harvested.
The record indicates that the Board was not intending
to equate "maximize"with "the highest number." As stated by
CSA, the Board appears to have intended to optimize rather than
maximize the pink and chum harvest to the best of its ability,
taking into consideration the other complex, but inherently
interrelated problems such as allocation, conservation and
biological concerns. The Board's choice of the word "maximize"
rather than "optimize"does not render the regulation arbitrary.
2. The Board's objective of minimizing the
interception of migrating sockeye bound for
other areas, including Chignik, was not arbitrary.7
The post-June sockeye catch in the Shumagin Islands has
in recent years increased substantially. For example, the
average sockeye catch for 1980-85 was 105,723 salmon, while the
average catch since 1986 has been 356,435 salmon.8 This increase
is attributed to a combination of several factors including
additional fishing effort9 and greater fish availability from
increased salmon abundance.10
SSSNA argues that there is no evidence that the
increase in the sockeyes caught in the South Peninsula fisheries,
including the Shumagin Islands, was having any impact on catches
in any other fishery, including Chignik fisheries. Likewise,
SSSNA contends that the Board had no factual basis for predicting
how closing the Shumagin Islands and South Peninsula fisheries
would affect any particular fishery including the Western Alaska
and Upper Cook Inlet fisheries. Therefore, SSSNA concludes that
closure of the South Peninsula fisheries, including the Shumagin
Islands, based on sockeye allocation and conservation reasons is
arbitrary.11
Within the Shumagin Islands eighty percent or 276,000
of the average 345,000 post-June sockeye catch occurs in July.
ADF&G affirmatively informed the Board that the Shumagin Islands
fisheries intercept migrating sockeye bound for other areas,
including Chignik, in the month of July.12 The Board was also
aware that as much as eighty percent of the sockeye caught in
portions of the Southeastern District Mainland Fisheries through
July 25 have been determined to be bound for Chignik.13
Additionally, a 1987 tagging study suggested that approximately
eighteen and a half percent of the sockeye present in this
fishery during June are Chignik-bound sockeye.14 ADF&G could not,
however, on the basis of the tagging study, confirm an exact
amount of Chignik sockeye present later during July but noted
that there was the potential for a conservation problem if this
stock was overharvested in this intercept fishery.15 Therefore,
although ADF&G considered proposal 115A as primarily a sockeye
allocation issue, it was also aware of conservation concerns.16
SSSNA contends that the Board's reliance on the 1987
tagging study and on the rationale that stock composition in the
Shumagin Islands fisheries is comparable to the composition found
in the mainland fisheries are merely post hoc rationalizations
offered by the Board's counsel. See National Labor Relations Bd.
v. Indianapolis Mack Sales & Serv., Inc., 802 F.2d 280, 285 (7th
Cir. 1986) ("An administrative agency's decisions . . . cannot be
sustained on a ground appearing in the record to which the agency
made no reference; . . . the Board's decision stands or falls on
its express findings and reasoning."). It argues that the
tagging study was merely mentioned in passing in an ADF&G report.
Additionally, SSSNA correctly contends that the studies showed
that, unlike the situation in the Southeastern District Mainland
sections, Chignik sockeye salmon do not dominate Shumagin Islands
catches.
If Chignik was the dominant stock
contributing to the Shumagin Islands fishery
the age composition should be more similar
between the areas. Since differences occur
in the age composition between the two
fisheries, stocks in addition to Chignik must
be contributing to the Shumagin Islands
fishery.
Therefore, SSSNA argues that even if the Board did consider these
factors, they do not support its decision requiring closure of
the Shumagin Islands. Finally, SSSNA points to various Board
comments indicating the Board's recognition of the limited
information it had to consider. For example, Chairman Martin
stated:
We absolutely have no idea whose fish
these are. . . . And by closing this fishery
and closing -- or plugging-- or sticking your
hand in the dike -- then by moving it to the
other areas -- you know, putting a crack in
the wall? What are we going to be impacting
then, in the sockeye and in the coho and in
all the other fisheries that are involved?
Are we going to be more of a detriment to the
local stocks? Are we going to be impacting
another sockeye system that hasn't been
historically affected? I don't know. And it
seems to me that that's almost blind
management.
CSA correctly counters that there is no statutory or
common law requirement that ADF&G must conduct a costly tagging
study before the Board can conserve or allocate salmon. The
Board was told by staff that Chignik salmon "are certainly
present in [the Shumagin Islands] during the month of July." CSA
concludes that "[r]egardless of their relative proportions, each
sockeye stock present in the Shumagins in July is jeopardized by
the Stepovak set netters . . . ." CSA correctly asserts that
judging the adequacy of inherently limited fisheries data as well
as the conservation benefits of limiting mixed stock intercept
fisheries is within the scope of the Board's discretion. It
concludes that courts are ill-equipped to second-guess the
Board's expertise.
Indeed, comments from the agency's proceedings indicate
that Board members relied on their own expertise in addition to
information presented by ADF&G to assist them in formulating
their conclusions regarding the proposals.17
Board Member Edfelt said:
I believe the vast increase in effort in
the west Unga and Nagai [of the Shumagin
Islands] fisheries and the resultant sharp
increase in sockeye catches, causes a major
disruption in the allocation and therefore,
upsets the historical utilization of sockeye
stocks in other fisheries. And so, I'm
opposed to upsetting the allocation between
areas K[Kodiak] and L[Chignik] and M[South
Peninsula and Aleutian Islands] . . . .
Board Member Elias stated:
I think we do have a problem with
sockeye. . . . I'm looking at the numbers.
In the timeframe that this management plan
proposes and the increased effort that been
out there. We have a problem, I think. And
I'm going to air on the side of conservation
on this one and be conservative and I am
going to be voting in favor of proposal 115A,
because I think that there is some basis for
the factor that something is happening and I
don't think we have a real handle on what it
is but I don't want it to get out of hand
either. I feel that there is a sockeye
problem here from looking at what the
Department has presented us.
We acknowledge that the exact composition of Chignik
bound sockeye is unknown. However, ADF&G did confirm that
Chignik bound sockeye are present in the Shumagins in July.
There was also evidence presented that there has been an increase
in effort in the sockeye harvest in July. Additionally, studies
showed that South Peninsula sockeye systems, in aggregate, do not
produce enough sockeye salmon to account for the catch currently
occurring in the Shumagin Islands fishery. It was reasonable to
conclude that there has been a shift in allocation. Furthermore,
budget constraints do not always allow for costly tagging
studies. The Board's finding that the closure was necessary for
conservation and allocation reasons was not arbitrary.
3. The Board's objective of minimizing the
interception of migrating coho salmon bound
for other areas (which may include Nushagak
and Togiak areas) for conservation reasons
was not arbitrary.
The average South Peninsula fisheries annual post-June
coho catch from 1978-1991 was 268,300. In 1991, 320,336 coho
were harvested in the post-June South Peninsula fisheries. The
Shumagin Islands section of the Southeastern District accounted
for forty-six percent of the total 1991 post-June coho harvest
despite having been closed to purse seiners due to the presence
of immature salmon. It is conceded that most of the coho
harvested in South Peninsula waters from July through mid-August
are bound for other areas.
In connection with proposal 117, ADF&G reviewed the
status of all Western and Central Alaska coho salmon stocks from
Norton Sound to Upper Cook Inlet. It reported that "[c]atches
are at or near historical maximum levels in all areas except the
Nushagak and Togiak Districts, Bristol Bay." The Board was
concerned with the conservation and allocation of Togiak and
Nushagak coho. Its findings state that "[a]fter careful
consideration of available run timing data"it chose to delay the
opening of specified fisheries until July 20.
SSSNA argues that the author of the run-timing study
relied upon by the Board specifically cautioned the Board not to
use the run-timing data to "estimate the specific magnitude of
stock composition and [that] great caution should be exercised in
attributing actual interception of particular stocks to the
respective degree of coincidence in calculated timing and timing
of catches in the South Peninsula areas."18 SSSNA argues that the
incidence of and the amount of Nushagak and Togiak Bay coho
caught in the South Peninsula fisheries, including the Shumagin
Islands, is unknown.19 Therefore, it contends that the Board's
closure decision is arbitrary as there is no rational connection
between the closure and the conservation problems being
experienced in these areas.
The Board acknowledges that ADF&G's information was
inconclusive. However, it asserts that it chose to take a more
conservative approach to the issue to insure sustained yield of
Nushagak and Togiak cohos. The following comments, made by
various Board members, are examples of the Board's deliberations
concerning coho conservation.
Board Member Samuelson said:
I'll be voting for the amendment 117B,
although its not my ideal, sometimes a
person's just got to accept things the way
they are. What with me voting for 117B, I
want the directive to reflect that my
opinions are just as strong for the
conservation concerns in the "nush"
[Nushagak] and Togiak. Nushagak is by far,
probably, one of the largest silver [coho]
producers in the state of Alaska. 10 years
ago we had an average commercial catch of 200
and some thousand fish. Its down to 5,000
now. When you have a system that's -- that
could produce the kind of fish -- and I have
the intimate knowledge of it -- of that type
of river system -- and to watch it die,
especially when you're from the area, its
kind of painful. But, I'll go along with the
wishes of the Board. The tagging study
didn't indicate where these coho were
migrating to. I can't honestly tell the
Board and the people here what percentage of
these two river systems is being effect[ed] -
- these two river systems [Nushagak &
Togiak]. But, I know, in light of
conservation that drastic steps sometimes
need to be taken and if we wait for all
biological data, I think we'd be waiting a
long time, because of funding, budget cuts.
The state operates off a non-renewable
resource, which is oil, which is drying up,
so. You know, its kind of a little lecture,
here, but since I am from the area, I've got
some real strong feelings -- the intimate
knowledge I have of that river system. So,
I'll be supporting 117B; the amendment.
Board Member Elias said:
I will also be in support of 117B. Mr.
Samuelson was fairly eloquent in his
deliberation and telling you his
justification of why, obviously they said the
Department didn't establish a link and the
perception is that there may not be that.
Well, my perception is that these coho stocks
do migrate up there [to the Nushagak &
Togiak], and so, therefore, I have very
strong feelings that way. But, again, that
doesn't mean that I'm happy with 117B as the
solution. But, lets put it this way. If
you've got a banana, and you can't have the
whole banana, you might as well accept that
bite and wait for the next time around.
We agree with the Board that although ADF&G could not
confirm that coho bound for the Nushagak and Togiak areas are
being intercepted in this fishery, the Board's conservation
concerns for coho were legitimate. Therefore, the Board's
objective of minimizing the interception of migrating coho was
not arbitrary. 4. The Board's objective of minimizing
the interception of immature sockeye and
chum
salmon was not arbitrary.
SSSNA contends that because the Board's findings do not
mention immature salmon as a basis for the regulation, the Board
cannot now rely on that fact as a justification for the closure.
Additionally, SSSNA correctly asserts that only the purse seine
net fleet harvests immature salmon. The drift gillnetters and
set gillnetters do not create a problem for immature salmon
presently because of the relatively large mesh size of their gill
net gear. Therefore, it concludes that because the closure
included all three gear types rather than just the purse seine
fleet, the goal of preventing the catch of immature salmon would
be arbitrary.
Although the concern with immature salmon was not
included in the Board's findings, the Board did consider this
problem during its deliberations and Chairman Martin made
reference to the decreased harvest of immature salmon as one of
the four benefits to be gained by the regulation. The Board was
presented with information evidencing biological and conservation
concerns for the immature sockeye and chum salmon that were being
caught. It was informed that in 1989-91 the Shumagin Islands had
been closed to purse seiners in July due to the presence of
immature salmon. It was also informed that most of the immature
salmon have left the area by the 20th of July. Therefore, the
Board asserts that it reasonably concluded that after July 20,
those utilizing this fishery would not harvest many immature
sockeye or chum salmon.20
The Board acknowledges that it is the purse seine fleet
rather than the set net fleet that presents a problem with
harvesting immature salmon. However, it argues that this fact
does not affect the reasonableness of the regulation. The Board
contends that it took pains to avoid reallocation of fish among
gear types within this fishery, as well as between fisheries. By
doing so, the Board claims it sought to restore allocation to
historical levels. Because the opening dates applied to all
three gear types, it concludes that it was able to address
biological and conservation concerns about harvesting immature
sockeye and chum before July 20, as well as the preservation of
historic allocations.
SSSNA counters that the Board did not consider
reallocation of gear types. SSSNA is correct that the Board did
not make specific statements regarding allocation among gear
types during its deliberations. However, the committee
consisting of a few Board members, organized to help the Board on
proposal 117, mentioned its concern regarding allocation among
gear types. It expressed its expectation that the Board would
eliminate gear conflicts that might result from any action taken
on proposal 117. Additionally, CSA correctly argues that
the regulation need not be perfect to be reasonable. Gilbert v.
State, Dep't of Fish and Game, 803 P.2d 391, 397 (Alaska 1990).
It is not necessarily a valid objection
to [an administrator's] choice of a standard
by means of a regulation that another choice
could reasonably have been made, that experts
disagreed over the desirability of a
particular standard, and that some other
method of regulation would have accomplished
the same purpose and would have been less
onerous. It is enough that the administrator
has acted within the statutory bounds of his
or her authority, and that the choice among
possible alternatives adapted to the
statutory end is one which a rational person
could have made.
2 Am. Jur. 2d Administrative Law 230 (1994).
Although the Board did not discuss in detail its
concern of reallocation among gear types, it was aware of this
concern and mentioned allocation throughout its deliberations.
Therefore, the objective of preventing the harvesting of immature
salmon was not arbitrary.
5. The Board gave adequate consideration
to the economic impact of the proposed
regulation.
Alaska Statute 16.05.251(e) was designed in part to
reaffirm the regulatory authority of the Board to allocate
resources among fisheries and to provide criteria by which
allocative decisions are to be made. Peninsula Marketing Ass'n
v. State, 817 P.2d 917, 921 (Alaska 1991). This court has
previously held that 16.05.251(e) applies to allocations made
between commercial fisheries. Id. Alaska Statute 16.05.251(e)
identifies seven factors that may be considered by the Board in
making allocation decisions:
(1) the history of each personal
use, sport, guided sport, and commercial
fishery;
(2) the number of residents and
nonresidents who have participated in each
fishery in the past and the number of
residents and nonresidents who can reasonably
be expected to participate in the future;
(3) the importance of each fishery
for providing residents the opportunity to
obtain fish for personal and family
consumption;
(4) the availability of
alternative fisheries resources;
(5) the importance of each fishery
to the economy of the state;
(6) the importance of each fishery
to the economy of the region and local area
in which the fishery is located;
(7) the importance of each fishery
in providing recreational opportunities for
residents and nonresidents.
SSSNA contends that although several Board members
stated on the record that it considered the criteria, the Board
never articulated how the factors were applied to the particular
regulation in order to reach its decision. Specifically, SSSNA
argues that the Board failed to evaluate (1) the importance of
the fisheries to the economy of the state and to the region and
locality where each fishery exists, (2) the economic impact the
closure would have on the incomes of South Peninsula fishers, and
(3) the economic benefits which would be obtained by any other
fishers in the state. SSSNA concludes that while an agency does
not need to address every single factor, the failure to consider
obvious and important factors makes its decision arbitrary. See,
e.g., Southeast Alaska Conservation Council, Inc. v. State, 665
P.2d 544, 549 (Alaska 1983).
The Board was not presented with economic reports or
studies concerning the impacted fisheries or the regions and
localities in which they are located. However, the Board did
hear testimony from local fishers who testified about the
availability or lack of availability of financially comparable
alternative areas to fish during the closure period. The Board
also heard from a fish processor, who testified that processor's
workers might be idled as a result of the closure. The Board did
consider each of the seven allocation criteria for sockeye salmon
with proposal 115A. As discussed earlier, because the Board
incorporated its previous deliberations on proposal 115A into
proposal 117, the Board properly addressed the allocation
criteria for sockeye salmon with proposal 117.
Board member Edfelt specifically addressed each of the
AS 16.05.251(e) criteria as follows:
To me the main issue here is allocation.
. . . The Board has dealt . . . with a lot
of different allocation issues regarding
sockeye salmon and these south Peninsula
fisheries. Its been happening ever since
sockeye salmon were first caught. It was
several years ago that the southeastern
district salmon management plan [5 AAC
09.360] was crafted to plug the hole in the
dike as far as interception of fish bound for
other areas where they were already being
almost fully utilized. And it seems like the
history of the Board effort in this area has
been to maintain the balance in the
allocation between these various areas. And
sometimes when you plug the dike in one spot
the leak comes out in another, and I think
what we have to do here is to, again, get the
allocation distribution back to what it used
to be before. And for that reason I'm going
to run through the criteria. [1] I think
there isn't a sockeye fishery in the state
that doesn't have a long history of full
utilization. And, I think its only recently,
in a non-historical way, that the sockeye
catch in the Shumagin Islands has
dramatically increased. And, therefore, the
historical utilization in other areas has
been adversely affected. [2] As far as the
number of participants in the fishery - there
also seems to be an increase in effort in the
south Peninsula fishery and a fairly stable
effort in Chignik and Kodiak and the other
places where these fish may be migrating to.
[3] Certainly, the importance of a fishery is
very great in all of the areas where sockeye
stocks are taken commercially. Its the
number one money fish, price-wise. [4] I do
believe that there's an availability of
alternative resources in the south Peninsula
area. Most of the stocks that are caught in
the Shumagin Islands area are migrating to
other areas within the management area or
outside the management area and there are
other locations within the management area
that are available to harvest. [5 & 6] Both
fisheries are important to the economy of the
region and the economy of the state, and the
economy of the local area. [7] And I don't
see where any recreational opportunities are
affected for anyone. It goes, though, that
that's the application of the criteria as I
see it, and I don't have anything further to
offer.
Board member Hansen also stated that he "went through the seven
criteria." Additionally, Chairman Martin also gave an analysis
of how proposal 115A was affected by each of the seven criteria.
Chairman Martin stated:
Looking at the seven criteria. I'll
just go down and read them: [1] the history
of each commercial fishery -- well, they both
have a long standing history. [2] The number
of participants that have participated in
each fishery, or can reasonably be expected
to participate in the future -- well, I think
in both areas, they're going to be able to
continue participating, so there's no
difference in my mind. [3] Importance of
each fishery for providing residents an
opportunity to take fish for personal family
consumption -- I don't think it applies. [4]
The availability of alternative fisheries
resources -- well, I guess, there's an
alternative for the Shumagin or the area M
fishermen, I just don't know whose fisheries
resources they are. The Chignik fisheries, I
think that's pretty apparent. [5 & 6] The
importance of each fishery to the economy of
the region and local area where the fishery
is located -- in my mind, this is an
important factor. I think that you can look
at this fisheries on the Shumagins and the
Popoff Island area and that fishery has been
around probably since anyone started fishing
there. And if we think about it and apply it
to local knowledge on bow fisheries develop
around communities -- I don't see how this
community would be any different than any
other community as far as their development.
[7] And number seven doesn't apply.
The Board asserts that with respect to the coho, ADF&G
could not identify the stock composition for coho intercepted in
the post-June fishery, and therefore, it did not need to consider
the allocation criteria because allocation, if any, was unknown.
However, it asserts that based on the assumption that there must
be some allocative effect, it referenced and discussed the
allocation criteria for coho.
Specifically, both Board Member Edfelt and Chairman
Martin made references to the fact that the Board considered the
"criteria"during proposal 117 deliberations.21 Additionally, the
Board argues that it considered information from ADF&G and the
public as well as testimony requested by the Board during
deliberations concerning many of the factors contained in the
allocation criteria.
We conclude that the Board did adequately consider the
allocative criteria. There is no requirement that the Board
consider detailed documents establishing exact amounts of money
that will be lost or gained in their allocative decisions. The
Board understood that any fishery is important to the community
in which it is located. Additionally, it heard testimony from
fishers and processors who explained, in general terms, how they
would be impacted financially. It was aware of the applicable
allocative criteria and adequately addressed each one.
D. APPELLATE REVIEW OF THE BOARD'S DECISION IS
NOT LIMITED TO ITS DECISIONAL DOCUMENT
SSSNA argues that because the Board elected to issue a
decisional document, appellate review must focus completely on
the Board's written findings. See Southeast Alaska Conservation
Council, 665 P.2d at 549 ("If the document [contains] an
inadequate reasoned explanation, the court [is] authorized to
remand it to the agency for supplementation instead of conducting
a trial."). SSSNA claims that the Board's decisional document is
inadequate because it fails to explain how the Board applied the
applicable statutory factors or reached its ultimate factual
conclusions. It concludes that the regulation must be remanded
to the Board. In the alternative, SSSNA argues that even if this
court considers the Board's proceedings in addition to its
decisional document, the regulation is still invalid because the
record does not explain the Board's rationale on several critical
issues.22 Alaska Fish Spotters Ass'n v. State, Dep't of Fish and
Game, 838 P.2d 798, 801 (Alaska 1992) ("[I]t is vital that the
agency clearly voice the grounds upon which the regulation was
based in its discussions of the regulation or in a document
articulating its decision.") (citations omitted).
The Board correctly counters that this court is not
restricted to reviewing its action based on a two-page written
summary. Rather, its action should be judged on the record as a
whole. Just recently this court stated:
We have expressly held that decisional
documents are not required in the
circumstances where an agency exercises it
rulemaking powers. Johns v. Commercial
Fisheries Entry Comm'n, 758 P.2d 1256, 1260-
61 (Alaska 1988); see also State v. Hebert,
743 P.2d 392, 396-97 (Alaska App. 1987). We
are not persuaded that we should modify Johns
to require a decisional document from an
administrative agency when it exercises its
(quasi-legislative) rulemaking authority. As
noted in the previous section, the record in
this case indicates that the Board took a
hard look at the relevant and often competing
salient factors in making its allocation
decision and that its decision reflects
reasoned decisionmaking. Adoption of a
decisional document requirement is
unnecessary and would impose significant
burdens upon the Board.
Tongass Sport Fishing Ass'n v. State, 866 P.2d 1314, 1319 (Alaska
1994).
Just because the Board chose to go the extra mile and
draft and adopt written findings, it should not be penalized by
having this court forgo any inquiry into the record to ascertain
whether it took a hard look at the salient factors. When a Board
exercises its quasi-legislative authority, as it does when it
enacts a regulation, the Board's findings are the "conceptual
equivalent of a legislative committee report, which may be
helpful in determining . . . administrative intent . . . ."
State v. Hebert, 743 P.2d 392, 396 (Alaska App. 1987). It
appears that the Board adequately voiced the grounds upon which
the regulation was based in its deliberations.
E. THE REGULATION ALLOWS A FAIR AND REASONABLE
OPPORTUNITY TO COMMERCIALLY FISH FOR SALMON
Alaska Statute 16.05.251(d) provides that regulations
adopted by the Board must, "consistent with sustained yield . . .
provide a fair and reasonable opportunity for the taking of
fishery resources by personal use, sport, and commercial
fishermen."
SSSNA argues that because AS 16.05.251(d) and (e) were
enacted at the same time, each must be interpreted to create a
harmonious whole. Therefore, it concludes that as applied to an
allocation of fishery resources, to be fair, a regulation "may
impose a hardship on one group"only when, under applicable
criteria, "the hardship 'is outweighed by the total benefits
received by another group or groups'." C & W Fish Co., Inc. v.
Fox, 931 F.2d 1556, 1563 (D.C. Cir. 1991) (citing language from
50 C.F.R. 602.14(c)(3)(i)(B)). It contends that the record
does not demonstrate that the hardship that it will incur by
closure is outweighed by the benefits that will be received by
any other group(s). Therefore, it concludes that the regulation
does not provide a fair opportunity for it to harvest sockeye
salmon.23 SSSNA is correct that the Board did not
attempt to do a specific cost/benefit analysis. It would be very
difficult to place a specific monetary value on the benefits
resulting from this regulation. For example, it is difficult to
put a price tag on conservation benefits. Additionally,
management of a fishery resource is not an exact science. There
is much speculation involved. The exact composition of each
stock involved in this regulation was unknown as was the
potential fluctuation in stock composition from year to year.
The Board appeared to balance the concerns of many groups in
adopting this regulation. It was aware of the concerns of the
set netters and processors in the Shumagin Islands as well as the
fishers in Nushagak and Chignik. It attempted to allow as much
fishing time to harvest targeted pinks and chums as it could,
consistent with its allocation and conservation concerns.
Therefore, we conclude that the regulation does not unnecessarily
deprive any group of the fair and reasonable opportunity to fish.
F. ATTORNEY'S FEES
Because the superior court properly held that the
regulation is valid, the State and CSA are the prevailing
parties. The superior court properly awarded attorney's fees,
and that award should stand.24 Alaska R. Civ. P. 82.
III. CONCLUSION
Title 5, section 09.366 of the Alaska Administrative
Code is consistent with and reasonably necessary for purposes of
conservation and development. It is not arbitrary and is
supported by reasonable objectives. Adequate consideration was
given to all relevant criteria. The Board's deliberation
demonstrates that it took a hard look at the salient factors and
engaged in reasoned decision making. This court has "no
authority to substitute [its] own judgment for the Board of
Fisheries' particularly since highly specialized agency expertise
is involved. The 'wisdom' of the regulation is not a subject of
review." Gilbert, 803 P.2d at 397. This court realizes that
fish biology and management are inexact sciences. Therefore, we
AFFIRM the decision of the superior court upholding the validity
of Title 5, section 09.366 of the Alaska Administrative Code, and
awarding the State and CSA partial attorney's fees.
_______________________________
1 Two major exceptions to the South Peninsula general
opening dates were (1) the Southeastern District Mainland
fishery, which is managed through July 25 under the Southeastern
District Salmon Management Plan, 5 AAC 09.360, and (2) the
portion of Cold Bay Section north of 551ø 10' N. lat.
2 The Southeastern District Salmon Management Plan, 5 AAC
09.360, allocates a certain percentage of Chignik bound sockeye
to the participants in this fishery along the Southeastern
District Mainland. This management plan is not at issue.
3 Areas to open on the traditional July 6 date include
some portions of the Shumagin Islands Section of the Southeastern
District, Canoe Bay and portions of the Pavlof Bay Sections of
the South Central District, and the Cold Bay, Thin Point and
Morzhovoi Bay Sections of the Southwestern District. 5 AAC
09.366.
Areas where the opening was delayed until July 20
include other portions of the Shumagin Islands Section of the
Southeastern District, areas of the Southcentral District
excluding all waters of the Pavlof Bay Section north of Black
Point, and the Southwestern District excluding Cold Bay, Thin
Point, Morzhovoi Bay and the Unimak District. 5 AAC 09.366.
4 The Board's findings list as factors considered in its
decision to adopt the July 20th opening date: the full
utilization of local pink and chum stocks; stabilization of the
interception of sockeye stocks; and minimization of the
interception of coho.
5 AS 44.62.030 provides:
If, by express or implied terms of a
statute, a state agency has authority to
adopt regulations to implement, interpret,
make specific or otherwise carry out the
provisions of the statute, a regulation
adopted is not valid or effective unless
consistent with the statute and reasonably
necessary to carry out the purpose of the
statute.
6 The transcript of the Board proceedings appears to
contain numerous grammatical, spelling, and transcription errors.
We have decided not to identify the errors with the usual "sic"
notation.
7 The Board asserts that it incorporated by reference
concerns raised by proposal 115A into its deliberations on
proposal 117. Consequently, a proper analysis of its
deliberations on proposal 117 cannot be accomplished without
reference to proposal 115A. The Board stated:
Although 115A was ultimately voted down, the Board's
discussions regarding allocation and conservation of
Chignik bound sockeye intercepted in the post-June
fishery relevant to proposal 115A were equally relevant
to its actions regarding proposal 117, which also asked
that the Board restrict fishing time in the post-June
fishery. Because proposal 117 raised similar issues
with respect to allocation and conservation of Chignik
sockeye, the Board correctly references its previous
deliberations on 115A and incorporated them by
reference when it adopted proposal 117. The Board
often references earlier deliberations when voting on a
later proposal, since a complete duplication of
deliberations would be a waste of time and expense, and
in this case those previous deliberations had just
occurred.
SSSNA does not dispute that the two proposals were
intertwined. In fact, it also refers to comments made during the
deliberations surrounding proposal 115A in its brief.
8 "The 1986-91 Shumagin Islands Section catch averages
about 345,000 sockeye salmon, which is about 70% more than the
expected local stock production from the South Peninsula systems.
. . . South Peninsula sockeye systems, in aggregate, do not
produce enough sockeye salmon to account for the catch currently
occurring in the Shumagin Islands fishery." James N. McCullough
& Mark E. Stopha, Alaska Department of Fish and Game, South
Alaska Peninsula Post June Salmon Fishery, 1991 Report to the
Alaska Board of Fisheries, copy of overhead entitled "South
Peninsula Stocks - Are the Local Stocks Not Abundant Enough to
Account for the Post-June Shumagin Islands Section Catch?"
(1991).
9 The increase in effort has two causes. First, as South
Peninsula fisheries became more competitive, many multiple permit
holders opted to sell their set gill net permit, while retaining
their drift gill net or purse seine permit. Additionally, as a
result of the decrease in the amount of fishing time available in
other lucrative fisheries, such as the Southeast District
Mainland fishery, the majority of set gill net fishermen moved to
the Shumagin Islands Section to fish.
10 Data indicates that in recent years there has been a
substantial increase in the sockeye catch in Bristol Bay, North
Peninsula, Chignik, Kodiak, and Cook Inlet.
11 SSSNA acknowledges that the majority of the sockeye
salmon caught in the South Peninsula and the Shumagin Islands are
bound for other areas. However, SSSNA correctly states that
because these fish are bound for various management areas, it is
likely that the catches are a mixture of stocks and it is unknown
whether the contribution of each stock changes from year to year.
12 ADF&G information indicated that there are two runs of
sockeye through this fishery that are headed to Chignik. The
first, or early run, goes to Black Lake and passes through this
fishery beginning in late May, peaks in late June and dwindles in
the beginning of July. The second, or late run, goes to Chignik
Lake and appears near the end of June, peaks around July 20, but
goes well into September when it finally tails off.
13 These areas are already included in the Southeastern
District Salmon Management Plan. 5 AAC 09.360.
14 The Board acknowledges that the eighteen and a half
intercept figure is only based upon one year's tagging data and
represents a mathematical expansion. However, it argues that
this was the best available scientific evidence it had.
15 An ADF&G staff member stated:
Is there a potential that [the] Chignik . . . late run
could come in weak and we could do damage [in Chignik,
Kodiak, Cook Inlet fisheries]? Is that potential
there? Yes, that potential is there. But we can't
bona fie it, because we don't know the composition, as
far as the volume of each one of those stocks
represented in that area over time.
16 For example, Board Member Elias stated: "I think we do
have a problem with sockeye. . . . And I'm going to err on the
side of conservation . . . ."
17 SSSNA acknowledges that the Board is not limited to the
record and may apply its expertise. However, it asserts that the
Board cannot use is expertise as a cloak for fiat judgments.
See, e.g., Tennessee Gas Pipeline v. Federal Energy Regulatory
Comm'n, 926 F.2d 1206, 1211 (D.C. Cir. 1991).
18 The study concluded that "it is highly likely that
catches in the South Peninsula areas are a complex mixture of
stocks, and potential exists for all western and central Alaska
coho stocks to contribute to coho catches in these areas."
19 Three of the six Board members who voted for the
regulation conceded that the information provided by the ADF&G
did not establish a direct link between the Shumagin Islands post-
June fishery and the low catches in Nushagak and Togiak Bays.
Board member Edfelt stated: "Most of the support that I've heard
for the July 23rd date presupposes a direct link between the
south Peninsula coho harvests and coho conservation concerns in
Bristol Bay and other northern areas and, in my view, that link
has not been directly established; only suspected." Board member
Samuelson stated: "I can't honestly tell the Board and the
people here what percentage of these two river systems is being
effecting -- these two river systems. But, I know, in light of
conservation that drastic steps sometimes need to be taken and if
we wait for all biological data, I think we'd be waiting a long
time, because of funding, budget cuts." The Board Chairman
stated: "Now, there has been nothing that staff has said that
shows me that there's a link between cohos in this area and cohos
in the Bristol Bay/Nushagak areas, where they're having a
conservation problem."
20 The regulation proposed delaying until July 20, the
opening of the Shumagin Island fishery of the Southeastern
District, portions of the Southwestern District and the Unimak
District. The harvest of immature salmon has been a problem in
each of these areas.
21 Chairman Martin said:
It is your opportunity, from each gear group, to come
up here and give us the facts that you have come up
which will help us to better understand one of our
criteria in the Board process.
Board Member Edfelt argued:
[T]his displacement thing that we're talking about has
to do with the criteria regarding the availability of
alternative fisheries resources. And I think I'd like
to hear some information, too, from the processing
industry as well as the fishermen, as to any
displacement effects that might affect them.
22 SSSNA contends that the following points were not
adequately explained: (1) which fisheries the Board intended to
allocate fish to upon closure of the South Peninsula fisheries
and which terminal fisheries were at risk of overharvesting; (2)
why increased catches in the Shumagin Islands created a need for
conservation or allocation; (3) why preventing the catch of
sockeye salmon post-June in the Shumagin Islands and South
Peninsula fisheries would address the objectives of maintaining
historical allocations or overharvesting of sockeye salmon in
Chignik or other management areas; (4) why interception of coho
salmon in the Shumagin Islands and other South Peninsula
fisheries is related to low catches experienced in the Nushagak
and Togiak Districts; and (5) how the statutory allocation
factors, and in particular consideration of the economic factors,
were applied in the Board's final decision.
23 CSA counters that SSSNA is still free to "prospect"in
other parts of Statistical Area M open to set net fishing.
Additionally, the Board heard much testimony from ADF&G as well
as fishers as to the availability of alternative fishing sites.
24 SSSNA does not challenge the reasonableness of the fee,
only its award. Therefore, we do not consider the reasonableness
of the fee awarded on appeal. Oceanview Homeowners Ass'n, Inc.
v. Quadrant Constr. & Eng'g, 680 P.2d 793, 797 (Alaska 1984) ("an
issue omitted from an appellant's statement of points on appeal
will not be considered by this court").