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The administrator will consider an issuer responsible under AS 45.55.010 for the fraudulent actions of a person acting on the issuer's behalf that violate AS 45.55.025 , 45.55.027, or 45.55.028, regardless of whether the person acting on the issuer's behalf is registered or required to be registered under AS 45.55.030 (a) or is excluded from the definition of "agent" under AS 45.55.990 (5)(A).
History: Eff. 4/19/2000, Register 154
Authority: AS 45.55.010
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Last modified 7/05/2006