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NOTICE The text of this opinion can be corrected before the opinion is published in the Pacific Reporter. Readers are encouraged to bring typographical or other formal errors to the attention of the Clerk of the Appellate Courts: 303 K Street, Anchorage, Alaska 99501 Fax: (907) 264-0878 E-mail: firstname.lastname@example.org IN THE COURT OF APPEALS OF THE STATE OF ALASKA
|ERIC J. HOLDEN,||)|
|) Court of Appeals No. A-10073|
|Appellant,||) Trial Court No. 3PA-05-1569 Civ|
|) O P I N I O N|
|STATE OF ALASKA,||)|
|Appellee.||) No. 2179 August 15, 2008|
Appeal from the Superior Court, Third Judi cial District, Palmer, Eric Smith, Judge. Appearances: Eric J. Holden, in propria persona, Wasilla, for the Appellant. Susan S. McLean, Chief Assistant Attorney General, Criminal Division, Anchorage, and Talis J. Colberg, Attorney General, Juneau, for the Appellee. Before: Coats, Chief Judge, and Mannheimer and Stewart, Judges. MANNHEIMER, Judge. This case is an appeal from the decision of the superior court in an administrative appeal (i.e., an appeal to the superior court from the final decision of an administrative agency). Under AS 22.05.010(c) and Alaska Appellate Rule 202(a), appeals of this nature are to be taken to the Alaska Supreme Court. The Appellant, Eric J. Holden, initially filed his appeal in the supreme court. Soon after, however, the State filed a motion seeking transfer of Holdens appeal to this Court. The States motion was granted by a single justice of the supreme court, and Holdens appeal was then docketed in this Court. The transfer of Holdens appeal to this Court by a single member of the supreme court does not relieve this Court of its duty to examine whether we have jurisdiction to decide Holdens appeal. As we noted in Higgins v. Briggs, 876 P.2d 539, 541 (Alaska App. 1994), an appellate court has both the authority and the obligation to determine whether particular litigation falls within its subject-matter jurisdiction. As we explain more fully in this opinion, we conclude that we have no jurisdiction to decide Holdens appeal, and that we must transfer Holdens case to the appellate court that does have jurisdiction to decide his appeal: the Alaska Supreme Court. The background and procedural history of Holdens case In 1977, Eric J. Holden was convicted of assault with intent to commit rape under Alaskas former criminal code. The Alaska Supreme Court affirmed his conviction in Holden v. State, 602 P.2d 452 (Alaska 1979). In June 2005, the Alaska Department of Public Safety notified Holden that the Department viewed his offense as an aggravated sex offense for purposes of the Sex Offender Registration Act (AS 12.63) and that, as a consequence, Holden was required to register as a sex offender for life and report quarterly to the Department. See AS 12.63.020(a)(1)(A). After he received this notification, Holden filed an appeal to the Commissioner of Public Safety. In this appeal, Holden contested the Departments conclusion that his offense was an aggravated sex offense within the meaning of the Sex Offender Registration Act. Holdens argument was based on the wording of AS 12.63.100(1), the statute that defines aggravated sex offense. In June 2005, the pertinent portion of that statute subsection (C) declared that the term aggravated sex offense meant a crime, or an attempt ... to commit a crime, under AS 11.41.410 [the first-degree sexual assault statute], AS 11.41.434 [the first- degree sexual abuse of a minor statute], or a similar law of another jurisdiction[.] Holden noted that his offense was committed before Alaskas current criminal code took effect. That is, he was not prosecuted or convicted under AS 11.41.410, but rather under the now-repealed former AS 11.15.160 (assault with intent to kill or commit rape or robbery).1 For this reason, Holden argued that his offense did not qualify as an aggravated sex offense within the statutory definition just quoted. On July 28, 2005, the Deputy Commissioner of Public Safety issued a written decision rejecting Holdens argument and affirming the Departments initial determination that Holdens offense was an aggravated sex offense for purposes of the registration act. In essence, the Deputy Commissioner concluded that even though the definition of aggravated sex offense listed only two Alaska criminal statutes (AS 11.41.100 and AS 11.41.434), the definition actually applied to all persons convicted of violating any Alaska criminal statute if the persons underlying conduct was similar to the conduct proscribed by either AS 11.41.100 or AS 11.41.434. Twenty days later, Holden appealed the Commissioners decision to the superior court. See AS 22.10.020(d)-(e) and Alaska Appellate Rule 601(b), which authorize the superior court to hear appeals from the final decisions of administrative agencies. While Holdens appeal to the superior court was pending, the Alaska Legislature amended the definition of aggravated sex offense. See SLA 2006, ch. 14, 8. The 2006 amendment added the following language to AS 12.63.100(1)(C): a crime, or an attempt ... to commit a crime, under AS 11.41.410 [the first-degree sexual assault statute], AS 11.41.434 [the first- degree sexual abuse of a minor statute], or a similar law of another jurisdiction or a similar provision under a former law of this state[.] In other words, the legislature amended the statute to make the definition cover people in Holdens situation. In May 2006, following the enactment of this amended definition of aggravated sex offense, the superior court issued its decision in Holdens administrative appeal. Based on the recent amendment to the statute, the superior ruled that Holdens issue on appeal was now moot. In other words, the court concluded that it did not matter whether the statute, as formerly written, might not have applied to Holden because the statute as currently written clearly did apply to him. On this basis, the superior court affirmed the Departments decision. In addition, the superior court denied Holdens request for court-appointed counsel to help him prosecute the administrative appeal. Following these two adverse rulings (the ruling that Holdens claim was moot, and the denial of his request for an attorney), Holden appealed the superior courts final decision to the Alaska Supreme Court. See AS 22.05.010(c) and Alaska Appellate Rule 202(a), which specify that the supreme court is the proper appellate court to hear appeals from the final decisions of the superior court in administrative appeals. Holdens appeal was docketed in the supreme court as File No. S-12389. However, shortly after Holdens appeal was docketed, the State filed a motion to transfer his appeal to this Court. In its motion, the State argued that this Court (rather than the supreme court) had jurisdiction over Holdens appeal. To support this jurisdictional argument, the State relied on this Courts decision in Beltz v. State, Alaska App. Memorandum Opinion No. 5079 (June 14, 2006), 2006 WL 1627913. In Beltz, this Court ruled that we had jurisdiction to resolve a question concerning the application of the Sex Offender Registration Act that was raised in the context of a criminal prosecution, even though we acknowledged that sex offender registration is a civil regulatory matter rather than a criminal punishment. 2006 WL 1627913 at *1-2 (lead opinion) & *3-5 (Mannheimer, J., concurring). Based on this Courts decision in Beltz, the State took the position that the supreme court was not the proper court to hear Holdens appeal of the superior courts decision in this case, and that Holdens appeal should be transferred to this Court. Holden opposed the States motion, but he was representing himself and he was obviously at a disadvantage when trying to respond to the States fairly technical argument. The States motion was granted by a single justice of the supreme court, and Holdens case was transferred to this Court. When Holdens case was sent to our Central Staff for screening and judicial assignment, the staff attorney who reviewed Holdens case perceived the jurisdictional problem and brought it to our attention. We then ordered the parties to file supplemental briefs on this jurisdictional question. Holden did not respond to our order, but the State filed a six-page brief on this issue. In its brief, the State has backed away from its earlier position that this Court clearly is the court to hear Holdens appeal. Instead, the State acknowledges that there are reasons to believe that Holdens appeal should be decided by the supreme court. The State suggests, however, that it would be better to have a sole appellate court decide all issues relating to the sex offender registration laws. For this reason, the State asks us to issue an opinion or order identifying which appellate court this Court or the Alaska Supreme Court should handle these legal duties. As we explain in the next section of this opinion, the States proposal (to have one appellate court decide all issues relating to sex offender registration) is inconsistent with Alaska law. The jurisdiction of our states two appellate courts is not defined by the types of legal issues presented in an appeal. Rather, the jurisdiction of the two appellate courts is defined by the type of proceeding that gives rise to the appeal. For this reason, the supreme court sometimes has jurisdiction over appeals where the primary issue is criminal, and this Court sometimes has jurisdiction over appeals where the primary issue is civil. This, in a nutshell, is why both appellate courts have in the past decided questions regarding Alaskas sex offender registration laws, and why both appellate courts will continue to decide questions concerning these laws. Why we lack jurisdiction to decide Holdens appeal Holden is appealing the final decision rendered by the superior court in an administrative appeal. The pertinent Alaska statutes and appellate rules specify that such appeals must be taken to the supreme court. AS 22.05.010(c) declares that [a] decision of the superior court on an appeal from an administrative agency decision may be appealed to the supreme court as a matter of right. Alaska Appellate Rule 202(a) contains the corollary that [a]n appeal may be taken to the supreme court from a final judgment entered by the superior court ... in the circumstances specified in AS 22.05.010. Both this statute and this rule use the word may. But the statute and the rule are permissive only in the sense that it is up to the parties to decide whether to pursue an appeal. Once a litigant decides to appeal the superior courts decision, Alaska law does not give the litigant a choice as to whether the supreme court or this Court will hear the appeal. Moreover, we appellate courts have no choice in this matter either. Instead, the provisions of AS 22.05 and AS 22.07 specify whether the appeal will be heard by the supreme court or by this Court. AS 22.05.010 declares that, even though the Alaska Supreme Court retains final appellate authority in all litigation conducted in the courts of this state, superior court litigants are not entitled to choose whether to file their appeals in the supreme court as opposed to the court of appeals. Rather, for all cases within the jurisdiction of the court of appeals, litigants are obliged to file their appeals in the court of appeals, and in all other cases, litigants are obliged to file their appeals in the supreme court. Subsection (a) of AS 22.05.010 states that litigants have only one appeal as a matter of right from an action or proceeding commenced in ... the superior court. And subsection (b) of the statute declares that litigants have a right to pursue an appeal in the supreme court only in those actions and proceedings from which there is no right of appeal to the court of appeals under AS 22.07.020 ... . In other words, a litigants appeal will be heard by this Court and not by the supreme court if, under AS 22.07.020, the litigant has a right of appeal to this Court. In all other cases (that is, in all instances where a litigant has no right of appeal to this Court under AS 22.07.020), the litigants appeal will be heard by the supreme court and not by this Court. When the legislature created this Court, the legislature declared in AS 22.07.020(a) that we would have appellate jurisdiction over certain specified types of superior court litigation. In particular, AS 22.07.020(a)(1) states that this Court has jurisdiction over all actions and proceedings commenced in the superior court that involve criminal prosecution, post-conviction relief, juvenile delinquency (including waiver of juvenile jurisdiction under AS 47.12.100), extradition, habeas corpus, probation and parole, and bail. For present purposes, the most important aspect of our jurisdictional statute is that it describes our jurisdiction in terms of the types of litigation that might give rise to an appeal, rather than in terms of the types of legal issues that we might have to decide. From time to time, the types of litigation listed in AS 22.07.020(a) will give rise to appeals (and petitions) which present issues that might normally be considered civil. For instance, in Martin v. State, 797 P.2d 1209 (Alaska App. 1990), the issue was whether this Court had jurisdiction to hear the defendants appeal of an order holding him in civil contempt for failing to furnish handwriting exemplars to the state troopers (pursuant to a search warrant authorizing the taking of these exemplars). The State argued that we had no jurisdiction to hear the defendants appeal because the contempt action was civil rather than criminal. Id. at 1216-17. But this Court gave a broad construction to the phrase involving ... criminal prosecution. We held that, because the civil contempt action arose out of a criminal prosecution, and because judicial efficiency [would] be greatly promoted if this Court heard the appeal, our acceptance of jurisdiction was consistent with the legislative intent [behind] AS 22.07.020. Id. at 1217. Similarly, in Weidner v. State, 764 P.2d 717, 719-21 (Alaska App. 1988), this Court confirmed its jurisdiction to hear the appeal of an attorney who was subjected to civil fines for disobedience to court orders during a criminal trial. Our decisions in Martin and Weidner can be viewed as examples of the rule identified by Judge Singleton in his concurrence in Webber v. Webber, 706 P.2d 329 (Alaska App. 1985): that when a criminal case involves civil or quasi-civil supplemental or ancillary proceedings, these proceedings are really part and parcel of the underlying criminal proceeding. Webber, 706 P.2d at 333. This conclusion is borne out by our decision in R.I. v. State, 894 P.2d 683 (Alaska App. 1995). The appellant in R.I. was adjudicated a juvenile delinquent. As one of the conditions of his probation, he was ordered to make restitution in the amount of approximately $3000. Later, because of various violations of his probation (including his failure to make restitution), the superior court revoked R.I.s probation and institutionalized him. In addition, because it appeared likely that R.I. would remain institutionalized until the courts juvenile jurisdiction over him ended, the superior court entered a civil judgement against R.I. (in favor of the victims of his crimes) for the amount of the unpaid restitution.2 On appeal, we held that the superior court lacked authority to convert the restitution order into a civil judgement. We acknowledged that the superior court acted for the purpose of ensur[ing] that R.I. eventually paid the restitution, even if payment did not occur until after R.I.s release from juvenile supervision.3 However, we held that in attempting to achieve this goal, the [superior] court acted beyond its legal powers.4 Our decision in R.I. confirms the legal principle recognized in Martin, Weidner, and Webber: the principle that this Court has jurisdiction to decide appeals or petitions that raise issues that might be viewed as civil, so long as these issues arise from the types of litigation listed in our jurisdictional statute. On the other hand, the fact that the matter being litigated involves a question of criminal procedure, or hinges on the interpretation of a criminal statute, or arises as a consequence of a criminal conviction, does not necessarily mean that this Court has jurisdiction over the appeal. Indeed, the Alaska Supreme Court has repeatedly adjudicated issues that are primarily criminal when those issues arose in the types of legal proceedings that are directly appealable to the supreme court. Here are several examples from the last three years: State of Alaska & Alaska Office of Victims Rights v. Murtagh et al., 169 P.3d 602 (Alaska 2007) (construing and adjudicating the constitutionality of various provisions of the Victims Rights Act governing defense attorneys and defense investigators); Gabrielle v. Dept. of Public Safety, 158 P.3d 813 (Alaska 2007) (interpreting various statutes that limit or prohibit a felons possession of a concealable firearm); Hartman v. Division of Motor Vehicles, 152 P.3d 1118 (Alaska 2007) (adjudicating the lawfulness of an investigative stop); Cooper v. Cooper, 144 P.3d 451 (Alaska 2006) (interpreting the elements of the offenses of stalking and violating a protective order); Crawford v. Kemp, 139 P.3d 1249 (Alaska 2006) (adjudicating the lawfulness of an arrest for disorderly conduct); Saltz v. Division of Motor Vehicles, 126 P.3d 133 (Alaska 2005) (adjudicating the lawfulness of an investigative stop for driving under the influence). In fact, on July 25th of this year, the Alaska Supreme Court issued an opinion deciding the question of whether the Sex Offender Registration Act imposes a punishment for purposes of the Alaska Constitutions ex post facto clause (Article I, Section 15). See Doe v. State, __ P.3d __, Alaska Opinion No. 6290 (July 25, 2008). In Doe, the supreme court held that sex offender registration is punishment for ex post facto purposes and, thus, the registration requirement can not lawfully be imposed on a defendant whose offense predates the enactment of the registration law. Because the supreme courts decision in Doe appears to require reversal of the superior courts underlying decision in this case, we will speak more of the Doe decision later. For present purposes, however, Doe is important because it provides yet another illustration that the Alaska Supreme Court will decide criminal issues if those issues are presented in the types of civil litigation that are appealable to that court. We addressed this division-of-jurisdiction issue in Higgins v. Briggs, 876 P.2d 539 (Alaska App. 1994). Higgins involved a prisoner who sought judicial review of the Department of Corrections decision to take away his good time credit for alleged misbehavior. After the superior court denied relief, Higgins filed an appeal in this Court. We ruled that the underlying superior court litigation should have been filed as an administrative appeal. Id. at 542. We further ruled that, because the underlying superior court litigation should have been treated as an administrative appeal, Higginss appeal of the superior courts decision should have been taken to the supreme court under AS 22.05.010(c). Thus, we concluded that we did not have jurisdiction to hear Higginss appeal of the superior courts decision. Id. at 543-44. It is true that this Court has previously decided issues involving the proper interpretation and application of Alaskas sex offender registration laws. See Beltz v. State, Alaska App. Memorandum Opinion No. 5079 (June 14, 2006), 2006 WL 1627913; State v. Otness, 986 P.2d 890 (Alaska App. 1999). It is also true that the duty to register as a sex offender arises as a consequence of a criminal conviction. But the reason this Court had jurisdiction over the appeals in Beltz and in Otness is not that sex offender registration is quasi-criminal, or that the requirement of sex offender registration arises as a consequence of a criminal conviction. Rather, our jurisdiction in Beltz and Otness was based on the fact that both cases were appeals from orders entered in criminal prosecutions. If these same legal issues had arisen in appeals of final decisions issued by the superior court in administrative appeals (or in any other type of civil litigation where the parties have a right of appeal to the supreme court), this Court would have lacked jurisdiction over the appeals despite the quasi-criminal nature of the issues raised. In Holdens case, the decision being appealed is the final decision issued by the superior court in an administrative appeal. AS 22.05.010(c) declares that this type of appeal must be pursued in the supreme court, and Higgins v. Briggs squarely holds that this Court has no jurisdiction to hear this type of appeal. Nevertheless, when a litigant has a right of appeal (as Holden does in this case), and the problem is that the appeal has been filed in the wrong appellate court (i.e., filed in the appellate court that lacks jurisdiction over the appeal), AS 22.05.015(c) declares that the appeal [must] not be dismissed. Rather, [t]he case shall be transferred to the proper court. Accordingly, we TRANSFER Holdens appeal to the Alaska Supreme Court. The Clerk of the Appellate Courts is directed to re-open File No. S-12389. The decision to transfer this case to the supreme court would normally be our final word in an appeal. However, we would be remiss if we did not alert the parties to the fact that the supreme courts recent decision in Doe i.e., the decision that sex offender registration is a punishment for purposes of our state constitutions ex post facto clause means that the superior courts decision in Holdens case was wrong. As explained above, Holden argued to the superior court that his offense (assault with intent to commit rape under Alaskas former criminal code) was not covered by the definition of aggravated sex offense codified in the former version of AS 12.63.100(1). The superior court ruled that Holdens claim was moot because, while Holdens litigation was pending, the legislature amended the definition of aggravated sex offense so that it now applies to offenses committed under Alaskas former criminal code. The underlying legal premise of the superior courts ruling is that the new version of the statute (the version enacted while Holden was litigating in the superior court) can lawfully be applied to Holden. But in Doe, the Alaska Supreme Court declared that this premise is wrong. The supreme court held that sex offender registration is a form of punishment for ex post facto purposes, and thus the registration requirement can not be imposed on defendants whose sexual offense pre-dates the enactment of the law. Because the Sex Offender Registration Act was first enacted in 1994,5 and because Holdens offense was committed in the mid-1970s,6 it appears that Holden is exempt from the registration requirement. And certainly, with respect to the precise issue litigated in the superior court in this case, Holden is exempt from the expanded definition of aggravated sex offense that the legislature enacted after Holden initiated his administrative appeal. Because of this, the parties may wish to discuss whether this case can be resolved in the superior court without the necessity of an appeal to the supreme court. _______________________________ 1 Former AS 11.15.160 provided: A person who assaults another with intent to kill, or to commit rape or robbery upon the person assaulted, is punishable by imprisonment in the penitentiary for not more than 15 years nor less than one year. 2 R.I., 894 P.2d at 684. 3 894 P.2d at 685. 4 Id. 5 See SLA 1994, ch. 41, 4. 6 See Holden v. State, 602 P.2d 452 (Alaska 1979).
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