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Cole v. State (6/20/2003) ap-1883

Cole v. State (6/20/2003) ap-1883

                             NOTICE
     The  text  of this opinion can be corrected before  the
     opinion  is published in the Pacific Reporter.  Readers
     are  encouraged to bring typographical or other  formal
     errors  to  the attention of the Clerk of the Appellate
     Courts:

             303 K Street, Anchorage, Alaska  99501
                      Fax:  (907) 264-0878
       E-mail:  corrections@appellate.courts.state.ak.us

         IN THE COURT OF APPEALS OF THE STATE OF ALASKA


JOSEPH JORGE COLE,            )
                              )            Court of Appeals No. A-
8169
                          Appellant,     )       Trial Court  No.
3AN-99-7095 CI
                              )
          v.                  )                       O P I N I O
N
                              )
STATE OF ALASKA,              )
                              )
                          Appellee. )       [No. 1883   June  20,
2003]                         )



          Appeal  from the Superior Court,  Third  Judi
          cial  District, Anchorage, Elaine M. Andrews,
          Judge.

          Appearances:   Dan  S. Bair,  Anchorage,  for
          Appellant.     Michael    Sean    McLaughlin,
          Assistant Attorney General, Office of Special
          Prosecutions  and  Appeals,  Anchorage,   and
          Gregg  D.  Renkes, Attorney General,  Juneau,
          for Appellee.

          Before:   Coats, Chief Judge, and  Mannheimer
          and Stewart, Judges.

          STEWART, Judge.
          MANNHEIMER, Judge, concurring.

          A  jury  found Joseph Jorge Cole guilty of first-degree

murder.1  The superior court imposed a 65-year sentence  with  20

years  suspended.  We upheld Coles conviction on direct  appeal.2

Cole  pursued an application for post-conviction relief, claiming

that  his  trial  attorney was incompetent in two  ways:   first,

          because she did not retain a forensic pathologist to present

evidence  on the cause of the victims death, and second,  because

she did not advise him concerning the potential difference in his

parole  eligibility  if he was convicted of  first-degree  murder

instead of accepting a charge bargain from the State for a guilty

plea to second-degree murder3 with open sentencing.

          The  superior  court  dismissed Coles  application  for

failing  to  state  a prima facie claim.  We  conclude  that  the

superior court did not abuse its discretion and therefore affirm.

          Facts and proceedings

          On  October 20, 1995, Cole and another man, Allen  Cole

(no  relation),  walked up, handguns drawn, to  a  car  that  was

stopped  at  a  red  light  in Anchorage.   Both  men  mistakenly

believed  the car contained their intended victim.   They  opened

fire  as they came alongside, firing more than a dozen shots into

the  vehicle.   Two  of the shots hit Thomas Kusmider,  a  person

unknown  to the men.  A bullet from Coles gun struck Kusmider  in

the shoulder and a bullet from Allen Coles gun struck Kusmider in

the  chest.  The driver of the car fled from the scene and rushed

Kusmider  to  the  hospital.  In spite  of  emergency  treatment,

Kusmider bled to death.

          The  grand  jury  indicted the Coles  for  first-degree
murder.   Allen  Cole  accepted the  States  charge  bargain  and
pleaded  no  contest  to  second-degree murder.   Although  Coles
attorney advised him to accept the same offer, Cole persisted  in
his not guilty plea and the jury convicted him as charged.

          Coles claim that his attorney was ineffective
          because  she did not present expert testimony
          on the cause of death

          Coles  application  alleges  that  his  trial  attorney

provided  ineffective assistance of counsel because she  did  not

call  a forensic pathologist to testify on the cause of Kusmiders

death.  Cole supported his application with an affidavit from Dr.

Donald R. Rogers, a forensic pathologist.  Cole contends that Dr.

Rogers  opinion, as set out in his affidavit, supports his  claim

that  his attorney could have presented testimony that would show

that Kusmider would not have died had he only been wounded in the

          shoulder  that is, had he been struck by Coles bullet alone.

From  this, Cole argues that he would have been able to  show  at

least  a  reasonable doubt whether he was guilty of  first-degree

murder as a principal.

          The  State moved to dismiss this claim and argued  that

Coles factual averments for this claim were deficient because Dr.

Rogers  opinion  was  no more favorable than the  evidence  Coles

trial  attorney  brought  out  during  cross-examination  of  the

forensic pathologist called by the State, Dr. Norman Thompson.

          Superior  Court Judge Elaine M. Andrews,  who  presided

over  Coles  jury trial, compared the assertions  in  Dr.  Rogers

affidavit with Dr. Thompsons trial testimony concerning Kusmiders

cause  of  death.  Judge Andrews found essentially no  difference

between  Dr.  Rogers affidavit and Dr. Thompsons testimony.   She

also  found that Dr. Thompsons testimony appeared to be much more

persuasive on the theory Cole advanced than Dr. Rogers affidavit.

Judge  Andrews  noted that Coles trial attorney  interviewed  Dr.

Thompson  before trial and elected not to call  an  expert.   The

trial  attorney reasoned that a pathologist would be unlikely  to

opine that a significant gunshot wound did not legally contribute

to death by exsanguination.  Because the facts in the application

showed  that  Coles trial attorney made a tactical  choice  about

calling  a forensic pathologist and because Cole had not  alleged

facts  that  established any prejudice, Judge  Andrews  dismissed

this claim.

          A prima facie claim of ineffective assistance

          of counsel must allege facts to show that the

          trial  attorneys  conduct  fell  outside  the

          range  of reasonable actions that might  have

          been  taken  by  an attorney skilled  in  the

          criminal  law, and that there is a reasonable

          doubt whether the incompetence contributed to

          the  conviction.4  Both Dr.  Rogers  and  Dr.

          Thompson agreed that Kusmiders shoulder wound

          would  not have been life-threatening on  its

          own,  assuming timely medical care, and  both

          agreed  that  his chest injury was  a  lethal

          wound.   And, because Kusmider bled to death,

          Dr.  Rogers agreed with Dr. Thompson that the

          shoulder  injury that was directly caused  by

          Coles  gunshot would have contributed to  Mr.

          Kusmiders  death.  Therefore,  Judge  Andrews

          ruling  that Coles application did not allege

          a  prima facie case of prejudice was  not  an

          abuse  of  discretion.           Coles  claim

          that his attorney was ineffective because she

          did   not  advise  him  of  potential  parole

          considerations

          Next,  Cole  argues that he established a  prima  facie

claim  when he alleged that his attorney was incompetent because,

although  she  advised him to accept the offered charge  bargain,

she  did  not  advise  him that he might be eligible  for  parole

sooner  if he  accepted.  Judge Andrews granted the States motion

to  dismiss  this  claim, reasoning that Coles  counsel  was  not

required to advise Cole of his potential for parole when advising

him  on  the  advantages and disadvantages of the  States  charge

bargain.

          In  Hampel  v.  State,5 the defendant accepted  a  plea

bargain in which he would plead guilty to first-degree murder  in

return for a guarantee of no more than a 60-year sentence.6   The

trial  court  sentenced Hampel to serve 60 years  with  20  years

suspended.7   Hampel pursued post-conviction relief claiming,  in

part,  that  he was unaware that he would not receive  good  time

credit  against the 20-year mandatory minimum sentence for first-

degree  murder.   Hampel  claimed that  this  lack  of  awareness

rendered  his  plea  involuntary.8   We  rejected  Hampels  claim

because  it  was based on his unilateral subjective belief  about

parole eligibility (i.e., his belief was not influenced by advice

or promises from his attorney or a promise from the court).9

          A  court  is not required to advise defendants  on  the

          potential for parole release, even when the court is asking

defendants whether they understand their rights during  a  change

of  plea  hearing.10   Here, Cole argues that  his  attorney  was

incompetent   because  she  did  not  advise  him  about   parole

eligibility.  But Cole has not cited any persuasive authority  in

support of this assertion.  Cole concedes he was informed of  the

minimum and maximum penalties that applied in his case.  And Cole

does  not aver that his attorney provided him with any misleading

advice  about  the offered charge bargain or the consequences  of

his desire to reject the charge bargain and go to trial on first-

degree murder.

          We  conclude that an attorney is not required to advise

a  defendant  about  parole eligibility  when  the  defendant  is

offered  a  charge bargain with open sentencing.  We  agree  with

Judge Andrews conclusion that Coles attorney was not required  to

provide Cole with an analysis of his potential for parole release

when she recommended that he accept the charge bargain.

          Conclusion

          The judgment of the superior court is AFFIRMED.

MANNHEIMER, Judge, concurring.


          I  agree  with my colleagues that Cole failed  to  show

that he was prejudiced by his trial attorneys failure to call Dr.

Rogers  to  testify about the cause of death.  However,  I  reach

this result for a different reason.

          Cole  and  his  accomplice, both armed  with  firearms,

stood  outside  their victims car and fired over a dozen  bullets

into  it.  Ballistics analysis revealed that a bullet from  Coles

gun  wounded the victim in the shoulder, while a bullet from  his

accomplices  gun  wounded the victim in the  chest.   The  victim

later died from the loss of blood caused by these wounds.

          At  trial,  Cole  tried to convince the  jury  that  he

should not be convicted of first-degree murder as a principal  by

arguing  that the bleeding caused by the shoulder wound  had  not

contributed in a significant way to the victims death.   To  this

purpose,  Coles  attorney cross-examined the States  pathologist,

Dr.  Thompson,  to  suggest that the shoulder wound  was  largely

insignificant.  Now, Cole asserts that his attorney  should  also

have  introduced  the  testimony of Dr. Rogers  to  bolster  this

point.

          But  even if the jury believed that the shoulder  wound

did  not contribute in any significant way to the victims  death,

Cole would still be guilty of first-degree murder.  The crime  of

first-degree  murder requires proof of the defendants  intent  to

kill.   Thus,  when  the jury found Cole guilty  of  first-degree

murder, they necessarily found that when Cole participated in the

armed  assault  on the occupants of the car, he  acted  with  the

intent  to kill.  And, because Cole participated equally in  this

assault (working together with his  accomplice to fire more  than

a  dozen  bullets  into the vehicle), Cole was accountable  under

AS  11.16.110(2) for the conduct of his accomplice  that is,  for

the  gunshots  fired by his accomplice.  Thus, even  if  none  of

Coles bullets had struck the victim, Cole would still be properly

convicted  of first-degree murder.  See Riley v. State,  60  P.3d

204  (Alaska  App.  2002); Knutson v. State, 736  P.2d  775,  780

(Alaska App. 1987).

          For  this reason, I conclude that Coles trial attorneys

decision  to  refrain  from calling Dr.  Rogers  could  not  have

affected the outcome of the trial.



_______________________________
           1   AS 11.41.100(a).

            2   Cole v. State, Alaska App. Memorandum Opinion and
Judgment No. 3845, 1998 WL 395224 (July 15, 1998).

           3   AS 11.41.110(a).

            4    Risher  v.  State, 523 P.2d 421, 424-25  (Alaska
1974).

           5   911 P.2d 517 (Alaska App. 1996).

           6     Id. at 519.

           7     Id.

           8     Id. at 524.

           9     Id. at 525.

            10        See  Morgan v. State, 582 P.2d  1017,  1027
(Alaska 1978).