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J.R. v. State (1/31/2003) ap-1850

J.R. v. State (1/31/2003) ap-1850

                             NOTICE
     The  text  of this opinion can be corrected before  the
     opinion  is published in the Pacific Reporter.  Readers
     are  encouraged to bring typographical or other  formal
     errors  to  the attention of the Clerk of the Appellate
     Courts.

             303 K Street, Anchorage, Alaska  99501
                      Fax:  (907) 264-0878
       E-mail:  corrections@appellate.courts.state.ak.us

         IN THE COURT OF APPEALS OF THE STATE OF ALASKA

J.R.,                         )
                              )              Court of Appeals No.
A-7682
                                      Appellant,  )         Trial
Court No. 4BE-97-16 A.C.P.
                              )
                  v.          )                       O P I N I O
N
                              )
STATE OF ALASKA,              )
                              )
                                             Appellee.          )
[No. 1850 - January 31, 2003]
                              )

          Appeal  from the Superior Court, Fourth  Judi
          cial District, Bethel, Mark I. Wood, Judge.

          Appearances:  Mitchel J. Schapira, Anchorage,
          for  Appellant.   Nancy R.  Simel,  Assistant
          Attorney    General,   Office   of    Special
          Prosecutions  and  Appeals,  Anchorage,   and
          Bruce  M. Botelho, Attorney General,  Juneau,
          for Appellee.

          Before:   Coats, Chief Judge, and  Mannheimer
          and Stewart, Judges.

          COATS,  Chief Judge.


          On  February  19, 1997, Evan Ramsey took a  shotgun  to

Bethel  Regional  High  School and murdered  the  principal,  Ron

Edwards,  and  a  fellow  student,  Josh  Palacios.1   After   an

extensive investigation, the State discovered evidence that  J.R.

taught  Ramsey how to use the shotgun, urged Ramsey to carry  out

his  plan to kill Edwards and Palacios, and urged others  not  to

interfere with Ramseys plan.  The State filed a petition  for  an

adjudication  of  delinquency against  J.R.   A  jury  ultimately

          convicted J.R. of two counts of murder in the second degree on

the theory that J.R. had knowingly engaged in conduct manifesting

an  extreme  indifference  to the value  of  human  life.2   J.R.

appeals  his convictions to this court.  J.R. contends  that  the

jury  should have judged whether his conduct was reckless against

the  standard of a reasonable juvenile  i.e., a reasonable person

of   his   age,   intelligence,  and  experience  under   similar

circumstances.  He argues that Superior Court Judge Pro Tem  Mark

I.  Wood  erred  in instructing the jury that it  should  measure

J.R.s  conduct  against the standard of a  reasonable  person   a

reasonable adult.  He contends that Judge Wood erred in  refusing

to  allow  him to argue that J.R.s conduct was not reckless  when

compared to the conduct of a reasonable juvenile.  We agree  with

J.R.s  contention  that his conduct should be  judged  by  asking

whether it conformed to the conduct of a reasonable juvenile.  We

accordingly reverse his convictions.

          To  obtain a conviction for murder in the second degree

under   a  theory  that  the  defendant  acted  with  a  manifest

indifference to the value of human life, the State must show that

the  defendant  acted  with  extreme recklessness.3   The  States

theory  in  J.R.s case can be stated succinctly.   Ramsey  had  a

shotgun  and  talked about taking it to school to  shoot  people,

including  Edwards  and  Palacios.  J.R.  taught  Ramsey  how  to

operate the shotgun and encouraged Ramsey to follow through  with

his  plan.   J.R.  also encouraged others not to  interfere  with

Ramsey.   The  State  contended that  J.R.s  actions  constituted

second-degree  murder under the theory that  he  had  acted  with

extreme  indifference to  the value of human life and  that  this

conduct  was  a  cause  of the deaths.  J.R.  contended  that  he

believed  that  Ramsey was not serious about actually  committing

murder and that it was reasonable for him to conclude that Ramsey

was just bragging and for him to respond in kind.

          In  general,  the law requires a juvenile to  meet  the

standard  of  care  of  a  reasonable  person  of  similar   age,

intelligence, and experience under the same circumstances.4   But

          Judge Wood reasoned that because J.R. was engaged in an activity

that involved the use of a firearm, J.R.s conduct constituted  an

adult  activity.  He concluded that he should instruct  the  jury

that  J.R. should be held to the standard of care of a reasonable

adult.

          The  State relies on Ardinger v. Hummell,5 a civil case

decided  by the Alaska Supreme Court, in arguing that Judge  Wood

properly  ruled that J.R.s recklessness was to be judged  against

the  standard of a reasonable adult.  In Ardinger, fourteen-year-

old  Normandy Hummell took her mothers car without permission and

allowed  fifteen-year-old Joshua Van Bavel  to  drive  the  car.6

When  Coast  Guard Security Officers attempted to stop  the  car,

Joshua  sped away, lost control of the car, and collided  with  a

utility  pole,  causing  his  death.7   Joshuas  mother,   Sherie

Ardinger,  both  for herself and as a personal representative  of

her  sons estate, sued Normandy and her mother on the theory that

they had negligently allowed Joshua to operate the car, resulting

in  his  death.8  The trial court rejected Ardingers  request  to

instruct  the  jury that because fourteen-year-old  Normandy  was

engaged in an adult activity, Normandy should be held to an adult

standard of care.  The trial court charged the jury that Normandy

was  to be held to a standard of care of a person of her own age,

intelligence,    knowledge,   and   experience   under    similar

circumstances.9  The jury entered a defense verdict in  favor  of

Normandy and Pamela Hummell.10

          On  appeal, the supreme court relied on the Restatement

(Second)  of Torts in setting out the general rule that  children

should be held to the standard of care of a reasonable person  of

the   same   age,   intelligence  and   experience   under   like

circumstances.11  The supreme court explained that public  policy

dictated  that  it  would not be fair to  hold  a  child  legally

responsible  for  a  standard that most  children  would  not  be

capable of meeting.12

          But  again,  relying  on  the Restatement  (Second)  of

Torts, the court recognized that an exception to the general rule

          may arise where the child engages in an activity which is

normally   undertaken  only  by  adults,  and  for  which   adult

qualifications are required.13  The court stated:

          Under Alaska law, exercising physical control
          of  a  motor vehicle on a roadway is an adult
          activity requiring a drivers license.  Alaska
          law recognizes that operating a motor vehicle
          includes exercising dominion over or physical
          control  of  a  motor  vehicle  just  as   it
          includes  driving a motor vehicle.   Children
          who  physically  control vehicles  must,  for
          public  safety reasons, be held to  an  adult
          standard of care.14

The  court concluded that Normandys actions in entrusting the car

to  Joshua should have  been evaluated under an adult standard of

care.  The court therefore reversed the jury verdict.15

          The  State  contends  that the  reasoning  of  Ardinger

supports  the  conclusion that the question of whether  J.R.  was

reckless  should also be judged under an adult standard of  care.

The State argues that a juvenile who engages in activities with a

firearm  is engaged in an adult activity and therefore should  be

held to an adult standard.  The State cites several cases that it

suggests support this view.  But only one of these cases actually

holds  that an adult standard of care should apply to a  juvenile

who  uses  a  firearm.  In that case, Huebner v. Koelfgeren,16  a

fourteen-year-old shot a BB gun that struck another boy above the

eye.  The Minnesota Court of Appeals held that the adult standard

of  care should be imposed on and expected by a teenager handling

a  gun; the public generally has a right to expect a single adult

standard  of  care from individuals who handle guns.17   But  the

Minnesota  Supreme  Court has held, also in  the  context  of  an

accidental  shooting, that an adult standard  of  care  does  not

apply in juvenile criminal proceedings.

          In In re S.W.T.,18 two twelve-year-old boys shot across

a  river in the general direction of other people, and one of the

shots  struck  and  killed an individual.19  The  juveniles  were

subsequently  charged  with  aiding  and  abetting  second-degree

manslaughter.20   The juvenile court, citing a civil  case,  held

the  youths  to  an adult standard of care because  the  activity

          involved extreme danger.21  On appeal, the supreme court held

that  the juvenile court erred in applying an adult standard  and

concluded that in juvenile proceedings, the question of  culpable

negligence  must  be decided with reference to  the  conduct  and

appreciation of risk reasonably to be expected from  an  ordinary

and reasonably prudent juvenile of a similar age.22

          Each  of  the other two cases that the State relies  on

only  generally  address, in dicta, the  adult  exception  as  it

relates to juveniles and activities involving firearms.  In  Goss

v.  Allen,23 a civil case before the New Jersey Supreme Court,  a

seventeen-year-old skier struck another skier and  was  sued  for

damages  for negligence.24  The court held that the skier  should

be held to the standard of care of a reasonably prudent seventeen-

year-old.25  But in dicta, relying on the Restatement (Second) of

Torts, the court stated:

          We  recognize that certain activities engaged
          in  by minors are so potentially hazardous as
          to require that the minor be held to an adult
          standard  of care.  Driving a motor  vehicle,
          operating  a  motor  boat and  hunting  would
          ordinarily be so classified.26

          In the second case, In re William G.,27 a fifteen-year-

old  juvenile was adjudicated a delinquent for charges that arose

from  his  colliding with a parked car while he was riding  in  a

shopping  cart  in  a shopping center parking lot.   The  Arizona

Court  of  Appeals held that riding a shopping cart in a  parking

lot  when done by a fifteen year old is an activity that must  be

judged  by  the  standard  of fifteen  year  olds  of  like  age,

intelligence and experience.28  The court stated that the general

rule  in  Arizona and throughout the country in civil  cases  was

that  a juvenile would generally be held to the standard of  care

of  a  reasonable person of like age, intelligence, and maturity.

But again,  in dicta, the court went on to explain that there was

an  exception for special circumstances such as operation  of  an

automobile, hunting, use of an inherently dangerous instrument or

participating in an inherently dangerous activity.29

          Contrary  to the States position, however, in  addition

          to the Minnesota Supreme Courts decision in S.W.T., other courts

in  criminal cases have applied a juvenile standard  of  care  to

adolescents  involved  with firearms.   For  example,  in  In  re

Malter,30 the Louisiana Court of Appeals held a fourteen-year-old

boy  to  the  standard  of case of a like individual  of  similar

age.31   In  Malter,  the  defendant was charged  with  negligent

homicide for shooting and killing another youth with a BB  gun.32

In  determining the standard of care to apply to the charge,  the

court stated:

          In  determining  whether a juveniles  conduct
          has   deviated  beyond  the  reasonable  mans
          standard of care, due regard must be given to
          the offenders age, maturity, intelligence and
          knowledge,  both  generally  and  as  to  the
          particular situation involved, as well as  to
          all  the facts and circumstances of the case,
          including  the particular risk that  produced
          the injury.33

While the court upheld the defendants conviction, it did so  only

after  concluding that the defendants conduct failed to meet  the

standard  expected  of a fourteen-year-old  youth  under  similar

circumstances.34

          A  second  example  is State v. Marshall,35  which  was

decided  by  the  Washington Court of Appeals.   In  Marshall,  a

fifteen-year-old  boy was convicted of first-degree  manslaughter

for  the  shooting death of his sixteen-year-old  friend.36   The

defendant   challenged   the   conviction,   arguing   that   the

manslaughter statute was void for vagueness because  it  did  not

include   a  separate  standard  by  which  to  assess   juvenile

accountability.37   In denying the defendants appeal,  the  court

explained:

          [O]ur holding does not mean a 15-year-old boy
          must  act  as a reasonable adult  or  risk  a
          criminal conviction.  The standard set  forth
          in  [the Washington manslaughter statute]  is
          that   of  a  reasonable  man  in  the   same
          situation.    The   objective   standard   of
          reasonableness entails a certain flexibility.
          .  .  .   In manslaughter cases, the juvenile
          status   of  a  defendant  is  part  of   his
          situation and relevant to a determination  of
          whether he acted reasonably.  The trial court
          here  recognized  this, and correctly  judged
          Mr. Marshalls actions in terms of his age.38

          Furthermore, in examining the tort cases addressing the

issue  of  what  standard of care to apply to juveniles  involved

with  firearms, we found that the majority declined to  apply  an

adult  standard of care.39  Representative of the cases  in  this

area  is the Oregon case of Thomas v. Inman.40  In that case,  an

eleven-year-old shot and killed a ten-year-old with a  shotgun.41

The  eleven-year-old and his father were sued  for  the  wrongful

death of the ten-year-old.  The court rejected the argument  that

the  child  should be held to an adult standard  of  care.42   In

reaching its decision, the court analyzed the exception  set  out

in  the  Restatement (Second) of Torts, which  applies  an  adult

standard  of care where the child engages in activities that  are

normally   undertaken  only  by  adults  and  for   which   adult

qualifications are required.43  The court recognized that it  had

adopted  an  adult  standard of care for  juveniles  engaging  in

activities such as operating automobiles.44  But the court  noted

that  it  had  not  extended this rule to other activities.   The

court stated:

          The  principal  reason for not extending  the
          rule  in  this case is that handling guns  in
          Oregon  is not an activity which is  normally
          undertaken   only   by  adults.    In   rural
          districts  of this state children,  or  those
          who   have   not  been  licensed   to   drive
          automobiles, have always used guns  both  for
          target  practice  and hunting under different
          circumstances.  Thus, although using guns  is
          as  dangerous  as  driving cars,  the  former
          activity   does   not  meet  the   threshhold
          requirement for coming within the Restatement
          exception to the general standard of care for
          minors.   In  addition, it appears  from  our
          research  that no state  that has  considered
          the question has imposed an adult standard of
          care  on a minor defendant who has injured  a
          person with a firearm.45

          Although  Thomas v. Inman states the majority  rule  in

civil  cases,  the  State points to a draft  of  the  Restatement

(Third)  of Torts, which expands on the position that  there  are

certain   dangerous   activities  that   are   characteristically

          undertaken by adults where the juvenile should be held to an

adult  standard  of  care.46   The draft  addresses  firearms  as

follows:

          Handling  firearms  is  best  regarded  as  a
          dangerous   adult  activity.    The   dangers
          involved  in  firearm  use  are  obvious  and
          dramatic.47

The draft of the Restatement (Third) does provide support for the

States  argument that tort law may be changing to apply an  adult

standard  of care where a juvenile is charged with negligence  or

recklessness in the use of a firearm.

          We  see  three  major barriers to adopting  the  States

contention that J.R. should be held to an adult standard of  care

in  this case.  The first we have already set out in some  detail

the majority rule in tort cases reject applying an adult standard

of  care  where  a  juvenile negligently  or  recklessly  injures

another with a firearm.  Second, even if tort law applied such  a

standard,  there  would be a serious question whether  we  should

adopt  such a rule in determining criminal responsibility.   Tort

law  has  different goals than criminal law.  Tort law emphasizes

compensating  victims who have been injured by anothers  conduct.

The  real  issue  is often whether anyone should be  required  to

compensate  the injured party.  In arguing for an adult  standard

of  care for dangerous activities, the Restatement (Third)  draft

notes  that  [i]f adolescents who engage in dangerous  activities

such  as motoring were held to less than a full standard of care,

the result in terms of non compensation of victims of substandard

conduct would be quite serious.48  The draft goes on to note that

young   motorists  have  high  accident  rates  and   that   many

adolescents have immature judgment and engage in dangerous  risk-

taking  activities on a frequent basis.49  Criminal law,  on  the

other hand, emphasizes punishment, deterrence, and rehabilitation

of  the  individual criminal defendant, rather than  focusing  on

compensation for the injured victim.50  This difference in  focus

could  lead to applying  a different standard of care in criminal

and civil cases.51

          But  the major barrier that we see to applying an adult

standard  of care to this case is that J.R. was not charged  with

the reckless use of a firearm.  The cases and commentary that the

State  relies on all refer to factual patterns where the juvenile

defendant  is  engaged in hunting or otherwise  directly  injures

someone  through  the use of a firearm.  But in J.R.s  case,  the

States theory of prosecution was that J.R. had incited Ramsey  to

commit the murders by showing him how to operate the shotgun,  by

taking  numerous steps to encourage him to commit the crime,  and

by  encouraging  others not to  interfere with  Ramseys  plan  to

commit  murder.   The  States case rested on the  inference  that

these   actions  showed  that  J.R.  consciously  disregarded   a

substantial  and  unjustifiable risk that his conversations  with

Ramsey would result in Ramseys shooting people.

          We  are  unaware of any authority to support the  claim

that J.R. should be held to an adult standard for his actions  of

showing Ramsey how to use a shotgun and encouraging him to  carry

out  the  plan  to take the shotgun to school and commit  murder.

Arguably,  under Ardinger, the States reasoning  might  apply  to

instances  where a juvenile negligently entrusted  a  firearm  to

another person.  But here, J.R. was not charged with careless use

or  careless entrustment of a firearm.  If we held that juveniles

are  to  be  held to an adult standard of care for  conversations

that  result in another person committing a crime, it appears  to

us  that we would effectuate a broad and major change in the  law

juveniles would frequently be held to an adult standard of care.

          It  was  undisputed that J.R. knew that shooting people

with  a shotgun was dangerous.  The dispute was whether J.R. knew

or  reasonably should have known that Ramsey would go beyond mere

words  and  would  actually proceed to gun  people  down  at  the

school.   To  resolve this issue, the jury should have  evaluated

J.R.s  level  of  care against the standard  of  care  reasonably

expected of a juvenile  not an adult.

          We  accordingly  conclude  that  Judge  Wood  erred  in

instructing  the jury that J.R.s actions should be judged  by  an

adult  standard of care rather than charging that  J.R.s  conduct

should be judged by the standard of a reasonable person of  J.R.s

like    age,   intelligence,   and   experience   under   similar

circumstances.   We  also  conclude  that  Judge  Wood  erred  in

refusing to allow J.R. to argue to the jury that his actions were

not  reckless,  when judged against the standard of a  reasonable

person  of  his  age, intelligence, and experience under  similar

circumstances.  We accordingly REVERSE J.R.s convictions.

          The judgment of the superior court is REVERSED.



_______________________________
     1  The facts and disposition of Ramseys case are set out  in
Ramsey v. State, 56 P.3d 675 (Alaska App. 2002).

2 AS 11.41.110(a)(2).

     3  Neitzel  v.  State, 655 P.2d 325, 332-33, 336-37  (Alaska
App. 1982).

     4  See,  e.g.,  Restatement (Second) of Torts   283A  (1965)
(applying  civil standard); In re S.W.T., 277 N.W.2d 507,  513-14
(Minn.  1979)  (applying a juvenile standard to  criminal  charge
involving accidental shooting).

5 982 P.2d 727 (Alaska 1999).

     6 Id. at 729.

     7 Id. at 730.

     8 Id.

     9 Id.

     10   Id.

     11    Id.  at  731 (quoting Restatement (Second)  of  Torts,
supra  283A ).

     12   Id.

13     Id.   (quoting  Restatement  (Second)  of  Torts,   supra,
283A cmt. c ).

     14   Id. (footnotes omitted).

     15   Id. at 738.

     16   519 N.W.2d 488 (Minn. App. 1994).

     17   Id. at 489-90.

     18   277 N.W.2d 507 (Minn. 1979).

     19   Id. at 509-10.

     20   Id. at 510.

21   Id. at 513-14.

     22   Id. at 514.

     23   360 A.2d 388 (N.J. 1976).

     24   Id. at 389.

     25   Id. at 391.

     26   Id. at 390.

     27   963 P.2d 287 (Ariz. App. 1997).

     28   Id. at 293.

     29   Id.

30   508 So.2d 143 (La. App. 1987).

     31   Id. at 144.

     32   Id. at 143.

     33   Id. at 144.

     34   Id. at 145.

     35   692 P.2d 855 (Wash. App. 1984).

     36   Id. at 856.

     37   Id.

38   Id. at 857.

     39    Purtle v. Shelton, 474 S.W.2d 123, 125-26 (Ark. 1971);
Ortega  v. Montoya, 637 P.2d 841, 842-43 (N.M. 1981); LaBarge  v.
Stewart, 501 P.2d 666, 670 (N.M. App. 1972); Thomas v. Inman, 578
P.2d  399, 403 (Or. 1978); Prater v. Burns, 525 S.W.2d  846,  851
(Tenn.  App.  1975); see also W. Page Keeton et. al.,  Prosser  &
Keaton  on  the  Law  of Torts  32, at 181 n.67  (5th  ed.  1984)
(noting  that  adult-activity exception for automobiles  did  not
apply  to  activities  involving firearms).   For  earlier  cases
declining  to  apply  an  adult standard  of  care  to  juveniles
involved  with  firearms prior to the development of  the  adult-
activity exception outlined in the Restatement (Second) of Torts,
see Stephan v. Marlin Firearms Co., 353 F.2d 819, 824-25 (2d Cir.
1965)  (applying  Connecticut law); Chaddock v.  Tabor,  72  N.W.
1093, 1095 (Mich. 1897); Zamora v. J. Korber & Co., 278 P.2d 569,
571  (N.M.  1954);  Kuhns v. Brugger, 135 A.2d 395,  401-02  (Pa.
1957).

     40   578 P.2d 399 (Or. 1978).

     41   Id. at 401.

     42   Id. at 403.

     43   Id.

     44   Id.

     45   Id.

     46    Restatement  (Third) of Torts: General  Principles   8
(Discussion Draft 1999).

     47   Id.  8 cmt. f.

     48    Id.   8  cmt. g.  See also Purtle, 474 S.W.2d  at  125
(recognizing  the fact that a measure of financial responsibility
is  required to drive cars in its decision declining to extend an
adult  standard of care to an accidental shooting by  a  juvenile
while hunting).

     49    Restatement  (Third)  of Torts:   General  Principles,
supra,  8 cmt. g.

     50   In re S.W.T., 277 N.W.2d at 514.

     51   Id.